Jay E. Van Cleave

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CRD#: 1291547

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jay Edwin Van Cleave, who also goes by Jay Edwin Vancleave, was a registered financial professional .

Jay is a previously registered financial professional and started their career in finance in 1985. Jay had worked at 6 firms and has passed the Series 63, Series 16 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jay Edwin Vancleave

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SERVES AS A VOLUNTEER DIRECTOR/TRUSTEE & INVESTMENT COMMITTEE MEMBER (INVESTMENT-RELATED ACTIVITY) FOR MILWAUKEE PROTESTANT HOME/EASTCASTLE PLACE - MILWAUKEE, WI (1-2 HRS PER MONTH, SINCE 2017). ALL ACTIVITIES ARE PERFORMED DURING NON-BUSINESS HOURS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 11, 2008 - March 20, 2025

LSIA

RIA

CRD#: 146829

Milwaukee, WI

Past

April 3, 2006 - October 13, 2008

NATIXIS ADVISORS, LLC

RIA

CRD#: 106800

BOSTON, MA

Past

April 3, 2006 - October 13, 2008

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Past

December 2, 2002 - October 2, 2008

LOOMIS, SAYLES & COMPANY, L.P.

RIA

CRD#: 105377

MILWAUKEE, WI

Past

October 3, 2002 - April 17, 2006

LOOMIS SAYLES DISTRIBUTORS, L.P.

CRD#: 41795

BOSTON, MA

Past

May 22, 1985 - January 26, 2001

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LSIA

LS INVESTMENT ADVISORS, LLC | LSIA WEALTH & INSTITUTIONAL | LSIA WEALTH | LSIA INSTITUTIONAL | LSIA

CRD#: 146829 / SEC#: 801-69340

RIA

Registered Investment Advisory firm - (7/11/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/18/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 16

Date: 8/23/1989

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 5/18/1985

General Securities Representative Examination

Current Firm

LSIA

LS INVESTMENT ADVISORS, LLC | LSIA WEALTH & INSTITUTIONAL | LSIA WEALTH | LSIA INSTITUTIONAL | LSIA

CRD#: 146829 / SEC#: 801-69340

RIA

Registered Investment Advisory firm - (7/11/2008 Approved)

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Contact information

Main Address

39533 Woodward Avenue Suite 307, Bloomfield Hills, MI 48304-5106

Mailing Address

Phone number

(414) 459-1759

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	410
AUM (Assets Under Management)	$ 916,009,663

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jay E. Van Cleave

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NATIXIS ADVISORS, LLC

NATIXIS DISTRIBUTION, LLC

LOOMIS, SAYLES & COMPANY, L.P.

LOOMIS SAYLES DISTRIBUTORS, L.P.

ROBERT W. BAIRD & CO. INCORPORATED

Primary Firm SEC Registration

LSIA

State Registrations and Notice Filings

Exams

Series 63

Date: 9/18/1985

Series 16

Date: 8/23/1989

Series 7

Date: 5/18/1985

Current Firm

LSIA

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LSIA

TRUST BUT VERIFY

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