Lugene E. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lugene Endo Lee, who also goes by Jean M Chun, Lugene Jean Masako Chun, Lugene M Chun, Lugene Masako Endo, Jean Endo Lee, was a registered financial professional .
Lugene is a previously registered financial professional and started their career in finance in 1984. Lugene had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 1999 - January 10, 2018
LEE FINANCIAL GROUP HAWAII, INC.
March 22, 1989 - January 10, 2018
LEE FINANCIAL SECURITIES, INC.
August 22, 1984 - August 23, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEE FINANCIAL GROUP HAWAII, INC.
CRD#: 104781 / SEC#: 801-33016
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,247 |
| AUM (Assets Under Management) | $ 226,326,709 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
