Robert E. Suppelsa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Eugene Suppelsa was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2008 - July 29, 2022
FAIRWAY INVESTMENT MANAGEMENT, LLC
June 6, 2007 - June 30, 2008
NATIONAL SECURITIES CORPORATION
April 19, 2006 - May 16, 2007
LEEB BROKERAGE SERVICES, INC.
February 13, 2004 - January 3, 2005
WESTERN INTERNATIONAL SECURITIES, INC.
March 29, 1999 - March 15, 2004
NEWPORT COAST SECURITIES, INC.
May 13, 1996 - April 1, 1999
NATHAN & LEWIS SECURITIES, INC.
July 27, 1990 - May 9, 1996
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
March 10, 1989 - June 19, 1990
LCP CAPITAL CORP.
August 12, 1988 - February 28, 1989
DOUGLAS BREMEN & CO., INC.
January 9, 1986 - August 12, 1988
PROFESSIONAL BROKERAGE SERVICES INC.
March 18, 1985 - July 5, 1985
JESUP & LAMONT SECURITIES CO., INC.
November 21, 1984 - January 29, 1985
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FAIRWAY INVESTMENT MANAGEMENT, LLC
CRD#: 148427 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 6,545,672 |
Red Flags
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