Linda L. Sorsby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Leigh Sorsby, who also goes by Linda L Burney, Linda Leigh Burney, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1984. Linda had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 3, Series 7, Series 4, Series 53, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2000 - January 27, 2006
MUTUAL FUND ADVISORS LLC
November 21, 1996 - January 23, 2019
SORSBY FINANCIAL CORP.
July 3, 1995 - December 31, 1996
MCGONAGLE SECURITIES, INC.
July 9, 1991 - October 6, 1993
CARLTON INVESTMENT CORPORATION
August 21, 1984 - September 4, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/19/2000
Limited Representative-Equity Trader ExamSeries 28
Date: 5/17/1991
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
MUTUAL FUND ADVISORS LLC
CRD#: 103936 / SEC#: , 8-52406
Contact information
Documents
Direct owners and executive officers
Red Flags
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