Martin J. Ogrady
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Joseph Ogrady, who also goes by Martin J Ogrady, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1999. Martin had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2023 - June 3, 2024
BMO ASSET MANAGEMENT CORP.
February 19, 2021 - December 31, 2022
BMO ASSET MANAGEMENT CORP.
August 1, 2012 - November 19, 2012
BMO HARRIS FINANCIAL ADVISORS, INC.
June 8, 2012 - December 31, 2020
BMO ASSET MANAGEMENT CORP.
December 19, 2006 - June 8, 2012
M&I INVESTMENT MANAGEMENT CORP.
June 25, 1999 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
Primary Firm SEC Registration
BMO ASSET MANAGEMENT CORP.
CRD#: 106466 / SEC#: 801-35533
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMO ASSET MANAGEMENT CORP.
CRD#: 106466 / SEC#: 801-35533
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 5,186,280,670 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
