Rocco A. Vignola
Professional summary
Rocco Anthony Vignola was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Rocco is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Rocco had worked at 4 firms, which includes 21ST CENTURY FINANCIAL SERVICES INC., JARON EQUITIES CORP., UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER, PRUCO SECURITIES LLC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 1997 - April 8, 1998
21ST CENTURY FINANCIAL SERVICES, INC.
February 3, 1997 - April 9, 1997
JARON EQUITIES CORP.
February 12, 1996 - December 31, 1996
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
July 30, 1985 - July 7, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
21ST CENTURY FINANCIAL SERVICES, INC.
CRD#: 42750 / SEC#: , 8-49986
Contact information
Documents
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