SL
Scott G. Long
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CRD#: 1290706
SL
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Gregory Long was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1984. Scott had worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 87, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SGL Investment Advisors, Inc., Investment-related, 283 W. Front St., Ste. 302, Missoula, MT 59802, Investment Advisor, President and Portfolio Manager For affiliated investment advisor, January 2008, devotes approximately 80 hour per month during market hours. SGL Financial Serivices Corp., 283 W. Front St., Ste. 302, Missoula, MT 59802, holding company for affiliated broker-dealer and investment advisor, Chairman and President, devotes approximately 10 hours a month, including market hours. ALL BUSINESSES BELOW ARE LOCATED AT 2525 PALMER ST., #1, MISSOULA, MT 59808 Riverbend RV Park & Storage - Non-Investment related, RV and storage park, part owner, 2 hours a month during trading hours. Teton Capital Holdings, Inc. - non-inv related, part owner, real estate development. Peregrine Air, LLC, non-investment related, private jet ownership, owner, no hours devoted to this business. Summit Management Group, Inc. - non-investment related, President and board member, low-income tax credit housing and real estate development, 10 hours per month, including market hours. The below businesses are managed by Summit Management and are considered passive businesses that Mr. Long does not allocate monthly hours to: SGL DEVELOPMENT, INC-NON-INV RELATED, APTMTS, OWNER, PRES/BOD RC DEVELOPMENTS, INC-NON-INV RELATED, APTMTS, OWNER, PRES/BOD EHA Development Inc.,- non-investment related, owner DB Development, Inc - non-investment related, OWNER WRA DEVELOPMENT, INC - NON-INV RELATED, NON-INV RELATED, PRES/BOD, OWNER TMA DEVELOPMENT, INC. - NON-INV RELATED, NON-INV RELATED, PRES/BOD, OWNER TEATON RIVER DEVELOPMENT, INC. - NON-INV RELATED, NON-INV RELATED, PRES/BOD, OWNER SGL Management, LLC - non-inv related, owner, real estate development SGL Affordable Housing, LLC - non-inv related, owner, real estate development S&S Development, Inc. - non-inv related, owner, real estate development Long Development, Inc. - non-inv related, owner, real estate development Thunder Basin Development, Inc. - non-inv related, owner, real estate development BHL Development, Inc. - non-inv related, owner, real estate development Ball Park Apartments Development, Inc. - non-inv related, owner, real estate development Killpecker Development, Inc. - non-inv related, owner, real estate development Centennial Park Development, Inc. - non-inv related, owner, real estate development Cedar Development, Inc. - non-inv related, owner, real estate development Littleton Crossing Development, Inc. - non-inv related, owner, real estate development Larkin Development, Inc. - non-inv related, owner, real estate development Townsend Development, Inc. - non-inv related, owner, real estate development Academy Place Development, Inc. - non-inv related, owner, real estate development Belle Development, Inc. - non-inv related, owner, real estate development Lyons Valley Development, Inc. - non-inv related, owner, real estate development TR Development, Inc. - non-inv related, owner, real estate development BV Development �?" non-inv related, owner, real estate development Peregrine Air- non-inv related, owner, transportation for real estate development CP Development, Inc. - non-inv related, owner, real estate development Casa Development, Inc. - non-inv related, owner, real estate development
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 17, 2018 - April 24, 2023
S.G. LONG & COMPANY
RIA
CRD#: 47511
MISSOULA, MT
Past
September 24, 2008 - April 24, 2023
SGL INVESTMENT ADVISORS, INC.
RIA
CRD#: 145167
MISSOULA, MT
Past
September 28, 1999 - April 24, 2023
S.G. LONG & COMPANY
BD
CRD#: 47511
MISSOULA, MT
Past
January 4, 1999 - November 10, 1999
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
January 1, 1996 - December 31, 2010
S.G. LONG & COMPANY
RIA
CRD#: 47511
MISSOULA, MT
Past
July 23, 1992 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
August 28, 1990 - June 5, 1992
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
June 29, 1989 - August 30, 1990
SPELMAN & CO., INC.
BD
CRD#: 10232
PHOENIX, AZ
Past
February 6, 1987 - July 8, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
September 7, 1984 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
BD
CRD#: 6320
Past
September 7, 1984 - February 24, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SL
S.G. LONG & COMPANY
S.G. LONG & COMPANY | SG LONG & COMPANY
CRD#: 47511 / SEC#: , 8-51816
Idaho
Registered Investment Advisory firm - SEC (1/8/2021 Approved)Montana
Registered Investment Advisory firm - SEC (10/27/2017 Approved)Texas
Registered Investment Advisory firm - SEC (12/21/2020 Approved)Washington
Registered Investment Advisory firm - SEC (1/23/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
283 West Front Suite 302 Suite 302, Missoula, MT 59802
Mailing Address
283 West Front Suite 302, Missoula, MT 59802-4328
Phone number
(406) 721-0999
Established
Montana since 09/19/1995
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
15
FINRA licenses (37 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SG LONG FINANCIAL SERVICES CORPORATION | HOLDING COMPANY | |
| SEIDENSCHWARZ, ROBERT GUY ISAAC | DIRECTOR | 1011121 |
| COOPER, DIRK NATHAN | DIRECTOR | |
| COSTA, BRUCE ANTHONY | DIRECTOR | 6348002 |
| FELIX, DARLA MARIE | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | 5874509 |
| KLEESE, MICHAEL F | DIRECTOR | |
| VINSO, JOSEPH DAVID | DIRECTOR | |
| WILLIAMS, SUSAN ELAINE | PRESIDENT/CEO | 2290587 |
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 35,331,635 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
