Michael R. Leitle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Ray Leitle, who also goes by Mike Ray Leitle, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 12 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2010 - June 1, 2012
FIRST HEARTLAND CAPITAL, INC.
June 21, 2007 - December 31, 2008
THE O.N. EQUITY SALES COMPANY
February 14, 2002 - June 1, 2007
CINCINNATI ANALYSTS, INC.
July 2, 1999 - February 12, 2002
NEWPORT COAST SECURITIES, INC.
May 13, 1996 - December 31, 1998
NATHAN & LEWIS SECURITIES, INC.
June 29, 1994 - May 9, 1996
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
May 1, 1991 - December 31, 1993
CETERA WEALTH SERVICES, LLC
March 6, 1991 - May 6, 1991
FMS SECURITIES, INC.
April 23, 1987 - December 31, 1990
TRANSAMERICA SECURITIES SALES CORPORATION
April 14, 1987 - December 31, 1990
TRANSAMERICA FINANCIAL ADVISORS, INC.
October 22, 1985 - April 3, 1987
SUNSET FINANCIAL SERVICES, INC.
September 5, 1984 - May 20, 1985
SENTRY EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
