RD
Ralph H. Doggett
Some features on this profile are disabled
CRD#: 1290481
RD
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralph H Doggett III, CFP®, who also goes by Ralph Harold Doggett III, Ralph Doggett, was a registered financial professional .
Ralph is a previously registered financial professional and started their career in finance in 1984. Ralph had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Ralph Harold Doggett Iii | Ralph Doggett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WISE FOODS EMERGENCY PREPAREDNESS SUPPLIES- NOT INVESTMENT RELATED - SAME ADDRESS - 2013 - DISTRIBUTOR - 1 HR/MO, 1 HR/MO DURING TRADING REAL ESTATE RENTAL/HANDICAPPED VAN - NOT INVESTMENT RELATED - PRIVATE VEHICLE - OWNER - 2013 - O HRS/MONTH - 0 HRS/MONTH DURING TRADING - RUN, MANAGE, AND MAINTAIN VAN. RD INVESTMENT TRAVEL - INVESTMENT RELATED - SAME ADDRESS - IN PERSON RESEARCH ON FOREIGN ECONOMICS - OWNER - 1/7/2019 - 10 HRS/MO, 10 HRS/MO DURING TRADING - PROMOTER AND TOUR GUIDE RD WA PROP 1 POSITION: President/Owner NATURE: Rental ownership and management INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 8515 Northeast Hazel Dell Avenue, Vancouver WA 98665 DESCRIPTION: Commercial property management RD 2 WA PROP POSITION: President /Owner NATURE: Property ownership and Management INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2015 ADDRESS: 8515 Northeast Hazel Dell Avenue, VAncouver WA 98665 DESCRIPTION: Property ownership and management RD 3 WA PROP POSITION: Owner Manager NATURE: Property management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2015 ADDRESS: 8515 Northeast Hazel Dell Avenue, Vancouver WA 98665 DESCRIPTION: Property management RD 4 WA PROP POSITION: Owner Manager NATURE: Property ownership and management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/1990 ADDRESS: 8515 Northeast Hazel Dell Avenue, Vancouver WA 98665 DESCRIPTION: Property ownership and management RD 5 WA PROP POSITION: Manager owner NATURE: Commercial property ownership and management INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2020 ADDRESS: 8515 Northeast Hazel Dell Avenue, Vancouver WA 98665 DESCRIPTION: Ownership and management of commercial property NONE POSITION: Owner manager NATURE: Rental property management and ownership INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2014 ADDRESS: 8515 Northeast Hazel Dell Avenue, Vancouver WA 98665 DESCRIPTION: Own and manage real estate ARBOR POINT ADVISORS POSITION: Advisor NATURE: Arbor Point Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 11/06/2020 ADDRESS: 8515 NE Hazel Dell Ave, Suite B, Vancouver WA 98665 DESCRIPTION: Advisory services DBA - RD Financial RD MEDIA POSITION: President NATURE: Create media to educate using client stories and books and blog posts and social media. Starting a pod cast with interviews of clients to capture their money stories. What they did that worked and what didn't work from an experience perspective not actual investment suggestion. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: 8515 Northeast Hazel Dell Avenue, Vancouver WA 98665 DESCRIPTION: Interview clients, friends and general public to capture life stories and finance related material for the publishing of books and articles, ideas, lifestyles and life coaching. Trade versus business decisions for young people etc. CITY FIDUCIARY GROUP POSITION: Planner NATURE: Employee of City Fiduciary Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2023 ADDRESS: 1111 Main St, Vancouver WA 98660 DESCRIPTION: Investment advise, tax preparation and financial planning
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Past
November 6, 2020 - April 1, 2024
ARBOR POINT ADVISORS
RIA
CRD#: 165127
VANCOUVER, WA
Past
November 6, 2020 - April 1, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Vancouver, WA
Past
July 6, 1994 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
Vancouver, WA
Past
January 9, 1991 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
BD
CRD#: 3866
Vancouver, WA
Past
September 30, 1988 - December 31, 1990
FIRST PACIFIC CAPITAL CORPORATION
BD
CRD#: 21042
Past
September 4, 1987 - September 16, 1988
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
Past
July 17, 1986 - September 1, 1987
RELIASTAR FINANCIAL MARKETING CORP.
BD
CRD#: 4234
Past
August 20, 1984 - April 29, 1986
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AP
ARBOR POINT ADVISORS
2020 WEALTH MANAGEMENT GROUP | WOOLFREY FINANCIAL CONSULTING | WISE RETIREMENT STRATEGIES 100 | WEALTHMINT | WARNKE FINANCIAL SERVICES | WALL FINANCIAL | VIAQUEST FINANCIAL GROUP | TRUE ALTITUDE WEALTH MANAGEMENT | TRIDEA ADVISORS | THE O`HAGAN GROUP | THE HART GROUP | TETRALOGY FINANCIAL PLANNING GROUP | SYNTEGRA PRIVATE WEALTH GROUP | SYKTICH FINANCIAL, LLC | SUMNER FINANCIAL | STRICKLER AND MOORMEIER | STORM FISCHER INVESTMENT GROUP | SLADKO ASSET MANAGEMENT | SECURE FINANCIAL CORP | SCOUT ASSET MANAGEMENT | SCHROEDER WEALTH ADVISORS | SABRE FINANCIAL SERVICES | RIVER ROCK WEALTH ADVISORY | RED CEDAR WEALTH ADVISORS | RED CEDAR WEALTH | RD FINANCIAL | QUANTUM PARTNERS, LLC | PROCEL FINANCIAL | PRESTIGE WEALTH MANAGEMENT | PREMIER WEALTH MANAGEMENT GROUP | PINNACLE ASCENT WEALTH MANAGEMENT | PILLAR FINANCIAL ADVISORS | PIERSON FINANCIAL GROUP | PADDEN FINANCIAL SERVICES | ONMARK ASSET MANAGEMENT | NW INVESTMENT AND RETIREMENT GROUP | NORTHWEST INVESTMENT & RETIREMENT GROUP | NORTHWEST CAPITAL | NIEMI FINANCIAL SERVICES | MICHIGAN 4N/A1K COUNSULTANTS | MFR | MAYBURY FINANCIAL | MA FINANCIAL PLANNING | LION FINANCIAL ADVISORS | LEVEQUE FINANCIAL SERVICES | LEGACY WEALTH MANAGEMENT | LEGACY CAPITAL MANAGEMENT | LARSON FINANCIAL SERVICES | KRONOS WEALTH MANAGEMENT | KONTY FINANCIAL SERVICES | KOLEY FINANCIAL/LEGAL | KOLEY FINANCIAL / LEGAL | KOLEY FINANCIAL | KOENIG FINANCIAL GROUP | KIRKLAND FINANCIAL ADVISERS | KIMBLER FINANCIAL | KERINS HENDRICKSON WEALTH MANAGEMENT | KARL J. KORADE, CPA CDFA | JMS FINANCIAL SOLUTIONS LLC | INCOMEMAX, LLC | HIGHLAND CAPITAL BROKERAGE | HERITAGE PRIVATE WEALTH MANAGEMENT | HARBOR FINANCIAL ADVISORS | GUGGER ASSET MANAGEMENT | GOTTIER INVESTMENTS | GOLDSTEIN ADVISORS | GOLDSTEIN & ASSOCIATES | GLEASON FINANCIAL GROUP | GEORGE W. HOOK III FINANCIAL SERVICES | GAULDEN WEALTH MANAGEMENT | GAULDEN & ASSOCIATES | GALBRAITH FINANCIAL SERVICES | FULL CIRCLE WEALTH MANAGEMENT | FREEDOM POINT FINANCIAL | FORTRESS WEALTH ADVISORS | FINANCIAL SOLUTIONS | FARRELL FINANCIAL | ETON FINANCIAL SERVICES | EMERALD CITY FIDUCIARY GROUP | ECHELON GROUP | DWIGHT O'HARA INVESTMENT SERVICES | DOSS ASSET ADVISORS | DIAMONDBACK FINANCIAL SERVICES, LLC | DIAMOND FINANCIAL PARTNERS | DELTA FINANCIAL GROUP (DFG) | DELMARVA FINANCIAL GROUP | CVACH FINANCIAL SERVICES | CTM FINANCIAL GROUP, LLC | CTM FINANCIAL GROUP | CREATIVE FINANCIAL PARTNERS | CORINTHIAN WEALTH MANAGEMENT | COPIA WEALTH MANAGEMENT | COMMONWEALTH FINANCIAL SERVICES | COLLIER SUSTAINABLE WEALTH MANAGEMENT | CITY FIDUCIARY GROUP | CAPITAL INCOME ADVISORS | CAPITAL & BUSINESS PLANNING | CADENT WEALTH MANAGEMENT | CA FINANCIAL SERVICES | BRODE FINANCIAL GROUP | BRIGGS FINANCIAL SERVICES | BLAKE GALLION, CFP | BELLEAIR FINANCIAL SERVICES | BASECAMP INVESTMENTS | BAIKIE AND ALCANTARA | ARNOLD FINANCIAL SERVICES | ARMSTRONG FINANCIAL PARTNERS | ARM WEALTH MANAGEMENT | ARBOR POINT ADVISORS, LLC | ARBOR POINT ADVISORS | ARBOR GROUP ADVISORS | ANNA C. WINSLOW, CPA | AILERON WEALTH MANAGEMENT | AFG FINANCIAL | AEON WEALTH MANAGEMENT | AB WEALTH MANAGEMENT | A. GAINES FINANCIAL
CRD#: 165127 / SEC#: 801-77135
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Contact information
Main Address
12325 Port Grace Blvd., Lavista, NE 68128
Mailing Address
Phone number
(888) 777-1992
Established
Firm type
Fiscal year end
# of Employees
2,643
Regulatory assets under management
| Total Number of Accounts | 28,010 |
| AUM (Assets Under Management) | $ 6,929,575,682 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2024 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
