Jeffrey A. Meckstroth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Alan Meckstroth, who also goes by Jeff Meckstroth, Jeffery Alan Meckstroth, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1984. Jeffrey had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 15, Series 3, Series 5 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2022 - March 29, 2024
CETERA INVESTMENT ADVISERS LLC
November 15, 2022 - March 29, 2024
CETERA INVESTMENT SERVICES LLC
February 27, 2018 - January 11, 2021
TD AMERITRADE, INC.
February 26, 2018 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - January 11, 2021
TD AMERITRADE, INC.
March 16, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
July 13, 2015 - February 26, 2018
SCOTTRADE, INC.
March 11, 2014 - July 14, 2015
EQUITABLE ADVISORS, LLC
December 2, 2010 - September 12, 2012
IBERIA CAPITAL PARTNERS L.L.C.
June 13, 2003 - November 30, 2010
NATIONAL PLANNING CORPORATION
April 3, 1998 - June 30, 2003
WALNUT STREET SECURITIES, INC.
November 18, 1994 - April 3, 1998
AEGON USA SECURITIES INC.
May 7, 1990 - January 1, 1994
MORGAN STANLEY DW INC.
May 22, 1989 - May 15, 1990
CITIGROUP GLOBAL MARKETS INC.
January 29, 1986 - May 22, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
August 3, 1984 - January 9, 1986
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 3/21/1986
Foreign Currency Options ExaminationSeries 5
Date: 2/26/1986
Interest Rate Options ExaminationCurrent Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
