Michael L. Seebeck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Leo Seebeck was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2014 - December 31, 2017
LADDER 31 INVESTMENTS
March 28, 2011 - December 31, 2013
LOGICAL WEALTH MANAGEMENT INC.
January 2, 2003 - December 22, 2010
SAXONY SECURITIES, INC.
August 14, 2000 - January 7, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 1, 1992 - September 6, 2000
GMS GROUP
June 21, 1989 - March 27, 1990
MORGAN STANLEY DW INC.
March 4, 1988 - September 12, 1988
MOORE & SCHLEY, CAMERON & CO.
May 29, 1985 - March 27, 1990
MORGAN STANLEY DW INC.
August 21, 1984 - May 1, 1985
INDIVIDUAL'S SECURITIES LTD.
State Registrations and Notice Filings
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Exams
Current Firm
LADDER 31 INVESTMENTS
CRD#: 169310 / SEC#:
Contact information
Red Flags
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