Patrick P. Appello

BUCKMAN ADVISORY GROUP LLC

Little Silver, NJ 07739

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CRD#: 1290292

Professional summary

Patrick Paul Appello is a registered financial advisor currently at BUCKMAN ADVISORY GROUP LLC located in Little Silver, New Jersey and BUCKMAN, BUCKMAN & REID, INC. located in Little Silver, New Jersey.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Patrick has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Monmouth Conservatory Count Basie Red Bank, NJ 07701 Teaches music 5 hr. week Georgian Court University Lakewood, NJ Teaches music 7 hrs. a week POSITION: MUSIC TEACHER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Paul Appello's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 11, 2024 - Present

BUCKMAN ADVISORY GROUP LLC

Office #1: 44 Church Street, Little Silver, NJ 07739

RIA

CRD#: 131688

Little Silver, NJ

Current

April 9, 2024 - Present

BUCKMAN, BUCKMAN & REID, INC.

Office #1: 44 Church St., Little Silver, NJ 07739

CRD#: 23407

Little Silver, NJ

Past

January 3, 2024 - July 17, 2024

HIGHLANDER CAPITAL MANAGEMENT LLC

RIA

CRD#: 106667

Red Bank, NJ

Past

May 9, 2003 - September 25, 2023

HIGHLANDER CAPITAL GROUP, INC.

CRD#: 19074

SHORT HILLS, NJ

Past

February 13, 2002 - May 6, 2003

HERBERT J. SIMS & CO, INC.

CRD#: 3420

FAIRFIELD, CT

Past

February 26, 1996 - February 7, 2002

HIGHLANDER CAPITAL GROUP, INC.

CRD#: 19074

SHORT HILLS, NJ

Past

March 18, 1993 - February 13, 1996

KENNETH, JEROME & CO.,INC.

CRD#: 15541

FLORHAM PK, NJ

Past

March 22, 1990 - March 11, 1993

HALPERT AND COMPANY, INC.

CRD#: 7094

MILLBURN, NJ

Past

July 12, 1988 - September 7, 1988

MARKETING ONE SECURITIES, INC.

CRD#: 16611

Past

November 6, 1985 - July 1, 1987

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

Past

September 9, 1985 - October 23, 1985

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

Past

June 18, 1985 - September 9, 1985

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

CRD#: 7404

Past

May 21, 1985 - June 13, 1985

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCKMAN ADVISORY GROUP LLC

CRD#: 131688 / SEC#: 801-63540

RIA

Registered Investment Advisory firm - (9/24/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(4/11/2024)

New Jersey
(4/11/2024)

IAR

New Jersey
(4/11/2024)

IAR

New York
(4/11/2024)

New York
(4/22/2024)

Pennsylvania
(11/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/18/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/1985

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

BUCKMAN ADVISORY GROUP LLC

CRD#: 131688 / SEC#: 801-63540

RIA

Registered Investment Advisory firm - (9/24/2004 Approved)

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Contact information

Main Address

44 Church Street, Little Silver, NJ 07739

Mailing Address

Phone number

(732) 530-0303

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEC FORM ADV PART 2A DISCLOSURE BROCHURE (6/2/2025)

Regulatory assets under management

Total Number of Accounts	834
AUM (Assets Under Management)	$ 236,142,403

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/30/2025	Cover Page	Report
11/20/2024	Cover Page	Report
03/04/2024	Cover Page	Report
07/05/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick P. Appello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Paul Appello's CRS (Customer Relationship Summary).

Certified licenses

Experience

BUCKMAN, BUCKMAN & REID, INC.

HIGHLANDER CAPITAL MANAGEMENT LLC

HIGHLANDER CAPITAL GROUP, INC.

HERBERT J. SIMS & CO, INC.

HIGHLANDER CAPITAL GROUP, INC.

KENNETH, JEROME & CO.,INC.

HALPERT AND COMPANY, INC.

MARKETING ONE SECURITIES, INC.

JANNEY MONTGOMERY SCOTT LLC

THOMSON MCKINNON SECURITIES INC.

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

FIRST JERSEY SECURITIES, INC.

Primary Firm SEC Registration

BUCKMAN ADVISORY GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/2023

Series 63

Date: 7/18/1985

SIE

Date: 10/1/2018

Series 7

Date: 5/18/1985

FINRA

Nasdaq Stock Market

Current Firm

BUCKMAN ADVISORY GROUP LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUCKMAN ADVISORY GROUP LLC

TRUST BUT VERIFY

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