Gregory D. Levy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory David Levy, who also goes by Gregory Levy, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1984. Gregory had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 15, Series 3 and Series 5 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2001 - October 1, 2002
EPLANNING SECURITIES, INC.
May 20, 1996 - September 21, 2001
ROUND HILL SECURITIES, INC.
June 5, 1989 - May 23, 1996
PRUDENTIAL EQUITY GROUP, LLC
November 12, 1984 - June 13, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 9/13/1984
Foreign Currency Options ExaminationSeries 5
Date: 8/10/1984
Interest Rate Options ExaminationCurrent Firm
EPLANNING SECURITIES, INC.
CRD#: 46000 / SEC#: , 8-51271
Contact information
Documents
Direct owners and executive officers
Disclosures
| Arbitration | 1 |
Red Flags
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