Frederick Joseph Payne Jr
CFP®Professional Summary
Frederick Joseph Payne JR, CFP®, who also goes by Fred Payne, is a registered financial advisor currently at SWIFTWATER CAPITAL located in Lake Oswego, Oregon. Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Frederick has worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 22, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Fred Payne
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
42 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PAYNE CAPITAL LLC | SWIFTWATER CAPITAL
Contact Information
Main Address
Lake Oswego, ORMailing Address
P.o. Box 959, Lake Oswego, OR 97034Phone Number
(971) 453-0130# of Employees
3SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
201AUM (Assets Under Management)
$170,887,842Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/30/2026 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PAYNE CAPITAL LLC | SWIFTWATER CAPITAL
State Registrations and Notice Filings
(2/25/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Dec 1984About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1984About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Frederick Joseph Payne JR's CRS (Customer Relationship Summary).
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