Frederick J. Payne
Professional summary
Frederick Joseph Payne JR, CFP®, who also goes by Fred Payne, is a registered financial advisor currently at SWIFTWATER CAPITAL located in Lake Oswego, Oregon.
Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Frederick has worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frederick Joseph Payne JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1995
Experience
February 25, 2025 - Present
SWIFTWATER CAPITAL
June 12, 2023 - July 7, 2025
CWM, LLC
February 15, 2018 - July 7, 2025
NORTHWEST CAPITAL MANAGEMENT INC.
August 1, 2017 - January 4, 2019
HARBOUR INVESTMENT MANAGEMENT L.L.C.
June 1, 1998 - December 31, 2017
NORTHWEST CAPITAL MANAGEMENT INC.
May 17, 1994 - June 30, 1998
CETERA WEALTH SERVICES, LLC
September 4, 1990 - April 28, 1994
WELLS FARGO CLEARING SERVICES, LLC
May 9, 1988 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
December 18, 1985 - April 30, 1988
LEHMAN BROTHERS INC.
August 31, 1984 - November 8, 1985
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/25/2025)
Exams
Current Firm
SWIFTWATER CAPITAL
CRD#: 329458 / SEC#: 801-134878
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 191 |
| AUM (Assets Under Management) | $ 163,372,511 |
Red Flags
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