Robert L. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lee Williams was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 9 firms and has passed the Series 63, Series 3, Series 7, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 1989 - November 9, 1989
FIRST AFFILIATED SECURITIES
January 30, 1989 - June 21, 1989
TITAN/VALUE EQUITIES GROUP, INC.
January 6, 1989 - January 26, 1989
SENTRA SECURITIES CORPORATION
July 20, 1988 - January 4, 1989
FIRST NORTHERN SECURITIES, INC.
August 22, 1987 - July 26, 1988
MCG PORTFOLIO MANAGEMENT CORP.
April 14, 1987 - June 17, 1987
LIBERTY CAPITAL MARKETS, INC.
March 17, 1986 - September 12, 1986
DELTA INVESTMENT SECURITIES CORPORATION
February 19, 1985 - April 1, 1986
FIRST AMERICAN INVESTMENT SECURITIES, INC.
August 9, 1984 - January 31, 1985
LIBERTY EQUITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST AFFILIATED SECURITIES
CRD#: 23737 / SEC#: , 8-40485
Contact information
Documents
Red Flags
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