BU
Bruce H. Usher
EAGLE STRATEGIES LLC
SCOTTSDALE, AZ 85260
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CRD#: 1290113
BU
Professional summary
Bruce Henry Usher, ChFC®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Scottsdale, Arizona and NYLIFE SECURITIES LLC located in Scottsdale, Arizona.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Bruce has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH VARIOUS INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA USHER & ASSOCIATES, LLC; COMMISSIONS]
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA USHER BENEFITS; COMMISSIONS]
[OFFICE CONDO ASSOCIATION BOARD; THE ASSOCIATION BOARD THAT OVERSEES THE OPERATION WHERE MY OFFICE IS. I WOULD SIT ON THAT BOARD.; 8134 E. CACTUS SCOTTSDALE, AZ 85260; START DATE 06/2014; ROLE/TITLE: BOARD MEMBER; NOT INVESTMENT RELATED; 1 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS]
[8134 Cactus 600 LLC; An office condo titled under an LLC that I am the member and used as offices for my NYL detached office.; 8134 E. Cactus #600 Scottsdale, AZ 8526-; Start Date 05/2010; Role/Title: Member; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours;Nothing except pay my payments and property taxes]
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Henry Usher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 8, 1999 - Present
EAGLE STRATEGIES LLC
Office #1: 8134 E Cactus Rd Ste 600, Scottsdale, AZ 85260RIA
CRD#: 110826
SCOTTSDALE, AZ
Current
August 16, 1984 - Present
NYLIFE SECURITIES LLC
Office #1: 8134 E Cactus Road Ste 600, Scottsdale, AZ 85260-5264BD
CRD#: 5167
Scottsdale, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/14/1984)
IAR
Arizona(12/8/1999)
RR
Colorado(6/1/2000)
RR
Florida(11/9/2022)
RR
Georgia(6/9/2025)
RR
Oklahoma(11/15/2018)
RR
Texas(5/12/1993)
IAR
Texas(6/1/2018)
RR
Washington(3/28/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
