Thomas W. Behlke

BEHLKE FINANCIAL

INDEPENDENCE, OH 44131

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CRD#: 1290052

Professional summary

Thomas William Behlke, CFP® is a registered financial advisor currently at BEHLKE FINANCIAL located in Independence, Ohio and OSAIC WEALTH, INC. located in Independence, Ohio.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Thomas has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Insurance Planning

Estate Planning

Investment Planning

Business Succession Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BEHLKE FINANCIAL POSITION: Investment Advisory Rep NATURE: Registered Investment Adviser INVESTMENT RELATED: Yes NUMBER OF HOURS: 300 SECURITIES TRADING HOURS: 275 START DATE: 01/10/2005 ADDRESS: 6580 Queens Way, North Royalton OH 44133, United States DESCRIPTION: Behlke Financial is a sole proprietorship and Investment Adviser registered with the state of OH offering investment advisory products and services to individual clients. 2. THOMAS BEHLKE - INSURANCE POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/14/1999 ADDRESS: 6580 Queens Way, North Royalton OH 44133, United States DESCRIPTION: Review fixed insurance policy for client.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas William Behlke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

June 14, 2011 - Present

BEHLKE FINANCIAL

Office #1: 4807 Rockside Rd. Suite 400, Independence, OH 44131

RIA

CRD#: 133883

INDEPENDENCE, OH

Current

November 3, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 5005 Rockside Road Suite 600-203, Independence, OH 44131

RIA

CRD#: 23131

Independence, OH

Past

December 5, 2005 - May 22, 2008

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

INDEPENDENCE, OH

Past

November 30, 2005 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

INDEPENDENCE, OH

Past

October 12, 2004 - April 1, 2005

PAN-AMERICAN INVESTMENT ADVISERS, INC.

RIA

CRD#: 111107

INDEPENDENCE, OH

Past

December 16, 2001 - November 30, 2005

PAN-AMERICAN FINANCIAL ADVISERS

CRD#: 15578

NEW ORLEANS, LA

Past

June 28, 1990 - December 16, 2001

AMERICAN CAPITAL CORPORATION

CRD#: 16124

VALLEY FORGE, PA

Past

November 19, 1989 - June 27, 1990

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

September 1, 1988 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

August 8, 1984 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

MINNEAPOLIS, MN

Past

August 8, 1984 - September 19, 1988

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/3/2023)

Georgia
(11/3/2023)

IAR

Michigan
(10/31/2013)

Michigan
(11/3/2023)

North Carolina
(10/2/2025)

Ohio
(11/3/2023)

IAR

Texas
(6/14/2011)

Texas
(11/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/24/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/30/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/8/2002

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 8/24/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/6/1984

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BEHLKE FINANCIAL

BEHLKE FINANCIAL | BEHLKE, THOMAS WILLIAM

CRD#: 133883 / SEC#:

Michigan

Registered Investment Advisory firm - (10/31/2013 Approved)

Ohio

Registered Investment Advisory firm - (1/18/2005 Approved)

Texas

Registered Investment Advisory firm - (6/13/2011 Conditional Restricted)

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Contact information

Main Address

North Royalton, OH

Mailing Address

Phone number

(440) 315-3206

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	86
AUM (Assets Under Management)	$ 26,415,866

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Thomas W. Behlke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas William Behlke's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

PAN-AMERICAN INVESTMENT ADVISERS, INC.

PAN-AMERICAN FINANCIAL ADVISERS

AMERICAN CAPITAL CORPORATION

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/24/2004

Series 63

Date: 12/30/1988

SIE

Date: 10/1/2018

Series 7

Date: 2/8/2002

Series 22

Date: 8/24/1984

Series 6

Date: 8/6/1984

FINRA

Current Firm

BEHLKE FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BEHLKE FINANCIAL

TRUST BUT VERIFY

Contact information

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