Kent W. Larsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kent Wade Larsen was a registered financial professional .
Kent is a previously registered financial professional and started their career in finance in 1984. Kent had worked at 1 firm and has passed the Series 63, Series 62, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 1984 - May 11, 1996
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 3/14/1990
Corporate Securities Limited Representative ExaminationCurrent Firm
LUTHERAN BROTHERHOOD SECURITIES CORP.
CRD#: 4205 / SEC#: , 8-14893
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUTHERAN BROTHERHOOD RESEARCH CORP | PARENT OF LUTHERAN BROTHERHOOD SEC CORP | |
| BJORK, JOHN CARL | SECRETARY | 2861867 |
| CHRISTIANSON, DAVID JOHN | VICE PRESIDENT | 3087516 |
| ENO, WOODROW EUGENE | DIRECTOR | 1038576 |
| GILBERT, JOHN OREN | DIRECTOR AND CHAIRMAN | 2088601 |
| MILLER, DOUGLAS BRIAN | VICE PRESIDENT | 1041897 |
| MORET, PAMELA J | DIRECTOR | 1092043 |
| NICHOLSON, BRUCE JAY | DIRECTOR | 2200207 |
| RUCKDASHEL, RICHARD BARTON | VICE PRESIDENT | 711930 |
| SCHINKE, THOMAS CARL | VICE PRESIDENT | 1103350 |
| STELLMACHER, JON MICHAEL | DIRECTOR | 3134024 |
| STRANGHOENER, LAWRENCE WAYNE | DIRECTOR | |
| THOMSEN, JAMES ADLAI | PRESIDENT AND DIRECTOR | 1510675 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
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