Daniel J. Wixted
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Joseph Wixted was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1984. Daniel had worked at 8 firms and has passed the Series 63, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2006 - August 16, 2006
MADISON PROPRIETARY TRADING GROUP, LLC
May 8, 2006 - August 23, 2006
G-2 TRADING,LLC
October 5, 2001 - August 15, 2002
SCHONFELD SECURITIES, LLC
February 1, 2001 - September 24, 2001
RUMSON CAPITAL, LLC
November 18, 1996 - May 29, 1998
W.A. CAPITAL MARKETS
June 26, 1996 - October 23, 1996
SCHONFELD SECURITIES, LLC
February 14, 1994 - October 18, 1995
SCHONFELD SECURITIES, LLC
February 29, 1992 - May 25, 1993
WASHINGTON INVESTMENT CORPORATION
February 28, 1992 - May 25, 1993
WASHINGTON INVESTMENT CORPORATION
September 3, 1986 - February 26, 1992
ADVEST, INC.
August 21, 1984 - September 16, 1986
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/27/2000
Limited Representative-Equity Trader ExamCurrent Firm
MADISON PROPRIETARY TRADING GROUP, LLC
CRD#: 139818 / SEC#: , 8-67252
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMR CAPITAL TRADING CORP. | DIRECT OWNER | |
| MT TRADING, LLC | MANAGING MEMBER | |
| DELGRECO, SHARON GAIL | CHIEF COMPLIANCE OFFICER | |
| PONZO, MICHAEL SALVATORE | INTERIM CHIEF OPERATING OFFICER | |
| STEIN, HOWARD LAWRENCE | CHIEF FINANCIAL OFFICER/FINOP | 1702619 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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