Stacy L. Schaus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stacy Leigh Schaus, CFP®, who also goes by Stacy L Smith, Stacy Leigh Smith, was a registered financial professional .
Stacy is a previously registered financial professional and started their career in finance in 1984. Stacy had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2020 - January 4, 2021
LEISURE CAPITAL MANAGEMENT, INC.
February 14, 2011 - November 30, 2018
PIMCO INVESTMENTS LLC
May 16, 2006 - February 14, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
January 16, 2003 - April 13, 2006
ALIGHT FINANCIAL SOLUTIONS, LLC
December 21, 1994 - April 13, 2006
ALIGHT FINANCIAL SOLUTIONS, LLC
September 20, 1991 - July 6, 1994
DREHER & ASSOCIATES, INC.
September 20, 1984 - October 2, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
LEISURE CAPITAL MANAGEMENT, INC.
CRD#: 120374 / SEC#: 801-61416
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEISURE CAPITAL MANAGEMENT, INC.
CRD#: 120374 / SEC#: 801-61416
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 323 |
| AUM (Assets Under Management) | $ 778,663,456 |
Red Flags
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