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Mark Lee Denebeim

CRD# 1289588·Registered 1984 - 2005
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Lee Denebeim was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 1984 - 2005. Mark had worked at 8 firms and has passed the Series 63, Series 55, Series 7 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

EDGETRADE LLC·CRD# 42071
BD
Jersey City, NJ
April 4, 2003 - May 17, 2005
RUMSON CAPITAL, LLC·CRD# 33848
BD
Montebello, NY
March 21, 2002 - February 10, 2003
SCHONFELD SECURITIES, LLC·CRD# 23304
BD
Jericho, NY
February 25, 1997 - March 2, 1998
SCHONFELD SECURITIES, LLC·CRD# 23304
BD
Jericho, NY
January 9, 1997 - January 27, 1997
ING INVESTMENT MANAGEMENT SERVICES LLC·CRD# 21644
BD
New York, NY
December 24, 1990 - January 7, 1992
ALEX. BROWN & SONS INCORPORATED·CRD# 20
BD
February 24, 1988 - October 4, 1990
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
June 4, 1985 - March 4, 1988
KAYNE, ANDERSON & CO., INC.·CRD# 14961
BD
December 20, 1984 - May 13, 1985
CIBC WORLD MARKETS CORP.·CRD# 630
BD
July 26, 1984 - December 27, 1984

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Current Firm

EL
EDGETRADE LLC

EDGETRADE INC. | PRECISION EDGE SECURITIES LLC | EDGETRADE.COM, INC. | EDGETRADE SECURITIES LLC | EDGETRADE LLC

CRD#: 42071 / SEC#: 8-49684
BD
Terminated by SEC on 10/21/2008

Contact Information

Established

Delaware since 01/14/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KNIGHT CAPITAL GROUP, INCOWNER—
DUNHAM, TIMOTHY PHILIPCHIEF FINANCIAL OFFICER AND FINOP1016294
SCHULTZ, NICOLAS ALBINCHIEF COMPLIANCE OFFICER2878891
WALD, JOSEPHMANAGING DIRECTOR2448482
ZASKY, KYLE GREGORYMANAGING DIRECTOR—

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2002About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2002

Series 7 — General Securities Representative Examination

Passed Mar 2002About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Jun 1987About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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