NG
Nolan P. Gunnell
BENJAMIN F. EDWARDS & COMPANY
St. Louis, MO 63105
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CRD#: 1289519
NG
Professional summary
Nolan Parker Gunnell, CFP® is a registered financial advisor currently at BENJAMIN F. EDWARDS & COMPANY, INC. located in St. Louis, Missouri.
Nolan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Nolan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ASPEN CREEK ESTATES HOA; NON-INVESTMENT RELATED; WELLSVILLE, UT; HOME OWNERS ASSOCIATION; TREASURER; STARTING 12/6/2019; 24 HR PER YEAR; NO TIME DURING TRADING HOURS; DUTIES INCLUDE SENDING OUT HOA DUE NOTICES; COLLECTING DUES; AND PAYING BILLS FOR THE HOA. 2) CACHE COUNTY COUNCIL COUNCILMAN; NON-INVESTMENT RELATED; LOGAN, UT; COUNTY ENTITY; COUNTY COUNCILMAN; STARTING 1/21/2021; 20 HR/MO; NO TIME DURING TRADING HOURS; DUTIES INCLUDE ATENDING MEETINGS AND OVERSIGHT OF COUNTY BUSINESS AND GOVERNMENT ISSUES. PAID POSITION. 3) THOMAS & JUDITH MIGEL LIVING TRUST 9/26/16; TRUSTEE; START 10/17/16.
CRS (Client Relationship Summary) - RIA
Click below to view Nolan Parker Gunnell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nolan Parker Gunnell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 13, 2024 - Present
BENJAMIN F. EDWARDS & COMPANY, INC.
Office #1: One North Brentwood Boulevard Suite 850, St. Louis, MO 63105Office #2: 635 S. 100 East Suite 120, Logan, UT 84321RIA
BD
CRD#: 146936
St. Louis, MO
Current
November 13, 2024 - Present
BENJAMIN F. EDWARDS & COMPANY, INC.
Office #1: One North Brentwood Blvd, Suite 850, St. Louis, MO 63105Office #2: 635 S. 100 East Suite 120, Logan, UT 84321RIA
BD
CRD#: 146936
St. Louis, MO
Past
August 19, 2009 - November 25, 2024
D.A. DAVIDSON & CO.
RIA
CRD#: 199
LOGAN, UT
Past
August 19, 2009 - November 25, 2024
D.A. DAVIDSON & CO.
BD
CRD#: 199
LOGAN, UT
Past
January 1, 2008 - August 19, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LOGAN, UT
Past
January 1, 2008 - August 19, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LOGAN, UT
Past
January 12, 1998 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
LOGAN, UT
Past
September 27, 1993 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
LOGAN, UT
Past
July 15, 1991 - October 5, 1993
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
May 31, 1988 - September 13, 1991
THORNE & WILSON, INC.
BD
CRD#: 3582
Past
December 19, 1984 - March 25, 1988
WARNER BECK INCORPORATED
BD
CRD#: 11076
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS | MSHB, LLC | MSHB | BENJAMIN F. EDWARDS & COMPANY, LLC | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | BENJAMIN F. EDWARDS & COMPANY, INC. | BENJAMIN F. EDWARDS & COMPANY
CRD#: 146936 / SEC#: 801-71421, 8-68023
RIA
Registered Investment Advisory firm - SEC (5/6/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(11/13/2024)
RR
Arizona(11/13/2024)
RR
California(11/13/2024)
RR
Colorado(11/13/2024)
RR
Florida(11/13/2024)
RR
Hawaii(11/13/2024)
RR
Idaho(11/13/2024)
RR
Illinois(11/13/2024)
RR
Kansas(11/13/2024)
RR
Maine(11/13/2024)
RR
Montana(11/13/2024)
RR
Nebraska(12/10/2024)
RR
Nevada(11/13/2024)
RR
New Mexico(11/13/2024)
RR
New York(11/13/2024)
RR
North Carolina(11/13/2024)
RR
Ohio(11/13/2024)
RR
Tennessee(11/13/2024)
RR
Texas(11/13/2024)
IAR
Texas(11/13/2024)
RR
Utah(11/13/2024)
IAR
Utah(11/13/2024)
RR
Virginia(11/13/2024)
RR
Washington(11/25/2024)
RR
Wisconsin(11/13/2024)
RR
Wyoming(11/13/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 7/21/1997
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
BF
BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS | MSHB, LLC | MSHB | BENJAMIN F. EDWARDS & COMPANY, LLC | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | BENJAMIN F. EDWARDS & COMPANY, INC. | BENJAMIN F. EDWARDS & COMPANY
CRD#: 146936 / SEC#: 801-71421, 8-68023
RIA
Registered Investment Advisory firm - SEC (5/6/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
One North Brentwood Blvd, Suite 850 Suite 850, St. Louis, MO 63105
Mailing Address
One North Brentwood Blvd, Suite 850, St. Louis, MO 63105
Phone number
(314) 726-1600
Established
Missouri since 08/19/2008
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
736
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENJAMIN EDWARDS, INC. | OWNER | |
| BAUMANN, NEAL JAMES | DIRECTOR/REGIONAL DIRECTOR | 1480636 |
| BRANDSTADT, TODD HEINRICH | DIRECTOR/DIRECTOR OF BRANCHES | 2631699 |
| DELINIERE, ROLAND HAROLD | DIRECTOR/REGIONAL DIRECTOR | 1038322 |
| EDWARDS, BENJAMIN FRANKLIN | DIRECTOR/ASSISTANT DIRECTOR OF BRANCHES | 6670972 |
| EDWARDS, BENJAMIN FRANKLIN IV | CHAIRMAN/CHIEF EXECUTIVE OFFICER, PRESIDENT | 1061490 |
| FELLOWS, MARK PATTERSON | DIRECTOR/REGIONAL DIRECTOR | 1600661 |
| HANSON, DAVID WILLIAM | DIRECTOR | 715793 |
| KELLER, CHRISTOPHER M | DIRECTOR/DIRECTOR OF OPERATIONS, TECHNOLOGY & ANALYTICS | 4346617 |
| MARTIN, THOMAS HAYDEN JR | DIRECTOR/CHIEF FINANCIAL OFFICER | 1459719 |
| MUCKLER, MATTHEW PAUL | CHIEF COMPLIANCE OFFICER, ADVISORY | 4762147 |
| RUBENSTEIN, DOUGLAS DAVID | DIRECTOR/COO AND DIRECTOR OF CAPITAL MARKETS | 1138380 |
| SALAMON, MATTHEW R | DIRECTOR/CORPORATE SECRETARY & DIRECTOR OF LAW & LEGAL SERVICES, CHIEF COUNSEL | 1858581 |
| STEVENS, KATELYN CLARE | CHIEF COMPLIANCE OFFICER, BROKERAGE | 5752247 |
| WELKER, JOANNE MARIE | DIRECTOR/MANAGER ADVISORY SERVICES | 2300075 |
| WHITING, CHRISTOPHER MARK | DIRECTOR OF FINANCIAL STRATEGIES GROUP | 2242513 |
| WISDOM, BILLY JOE | DIRECTOR/DIRECTOR OF REGULATORY & OVERSIGHT SERVICES | 1810908 |
Regulatory assets under management
| Total Number of Accounts | 49,475 |
| AUM (Assets Under Management) | $ 15,656,482,908 |
Disclosures
| Regulatory Event | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/20/2023 | ||
| 10/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BENJAMIN F. EDWARDS & COMPANY, INC.
CRD#: 146936St. Louis, MO 63105TRUST BUT VERIFY
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Contact information
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