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Andrew J. Eras

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CRD#: 1289465
AE

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew Jay Eras was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 1984. Andrew had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Registered Investment Advisor of SSI Investment Management which is an affiliate of RID and provides marketing and distribution services for affiliated products and services. Located at 2121 Avenue of the Stars, Century City, CA 90067. Representative works 40 hours a week during trading hours as the head of the Sales and Client Service Team.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 26, 2022 - February 24, 2023

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 287788
Irving`, TX
Past

September 12, 2016 - September 27, 2022

CROSSMARK GLOBAL INVESTMENTS, INC.

RIA
CRD#: 113360
HOUSTON, TX
Past

August 17, 2016 - October 1, 2019

CROSSMARK DISTRIBUTORS, INC.

BD
CRD#: 14970
HOUSTON, TX
Past

May 10, 2006 - June 14, 2016

STRALEM & COMPANY, INCORPORATED

RIA
CRD#: 3524
NEW YORK, NY
Past

June 23, 2003 - December 31, 2005

STRALEM & COMPANY, INCORPORATED

RIA
CRD#: 3524
NEW YORK, NY
Past

May 10, 2002 - December 31, 2005

STRALEM & COMPANY, INCORPORATED

BD
CRD#: 3524
NEW YORK, NY
Past

December 7, 2000 - December 4, 2001

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
NASHVILLE, TN
Past

February 4, 1999 - December 7, 2000

SANFORD C. BERNSTEIN & CO., INC.

BD
CRD#: 1232
NEW YORK, NY
Past

June 5, 1998 - January 25, 1999

U.S. BANCORP ADVISORS, LLC

BD
CRD#: 14455
GLENDALE, CA
Past

April 8, 1996 - August 12, 1996

WALL STREET ACCESS

BD
CRD#: 10012
NEW YORK, NY
Past

September 11, 1991 - April 21, 1994

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

March 8, 1989 - January 3, 1990

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

August 24, 1984 - October 22, 1986

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/21/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/23/1999
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 8/17/2016
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 3/16/1999
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 1/21/1989
General Securities Representative Examination

Current Firm

RI
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
RESOLUTE INVESTMENT DISTRIBUTORS, INC.

CRD#: 287788 / SEC#: , 8-69912

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
220 East Las Colinas Blvd. Ste. 1200, Irving, TX 75039
Mailing Address
220 East Las Colinas Blvd. Ste. 1200, Irving, TX 75039
Phone number
(817) 391-6100
Established
Delaware since 02/02/2017
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RESOLUTE INVESTMENT MANAGERS, INC.SOLE SHAREHOLDER
MCKINNEY, TERRI LYNNDIRECTOR2967330
SEARS, CHRISTINA ELAINEVICE PRESIDENT2708589
STUMM, GREGORY JOHN JR.PRESIDENT, DIRECTOR, AND CEO4730753
WALL, STUART WESLEYCHIEF COMPLIANCE OFFICER2554023

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

CRD#: 287788

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