Gilbert K. Ulrich
Professional summary
Gilbert Kurtis Ulrich, who also goes by Gilbert Kurt Ulrich, Kurt Ulrich, is a registered financial advisor currently at ARS WEALTH ADVISORS located in St Pertersburg, Florida.
Gilbert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Gilbert has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 3, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gilbert Kurtis Ulrich's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2021 - Present
ARS WEALTH ADVISORS
Office #1: 111 Second Avenue Ne Suite 204, St Pertersburg, FL 33701January 8, 2007 - July 1, 2021
ARS WEALTH ADVISORS
January 26, 1989 - October 26, 1990
CLAYTON SECURITIES SERVICES, INC.
March 16, 1988 - January 26, 1989
ULRICH FINANCIAL, INC.
March 3, 1986 - May 10, 1988
AMERICAN CAPITAL EQUITIES, INC.
July 25, 1984 - March 20, 1986
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
ARS WEALTH ADVISORS
CRD#: 314882 / SEC#: 801-121501
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/21/2021)
(7/1/2021)
Exams
Current Firm
ARS WEALTH ADVISORS
CRD#: 314882 / SEC#: 801-121501
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,652 |
| AUM (Assets Under Management) | $ 1,470,401,278 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/11/2024 | ||
| 10/04/2023 | ||
| 08/02/2022 |
Red Flags
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