Lewis J. Pasquin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lewis Joseph Pasquin, who also goes by Lewis J Pasquin, Louis Joseph Pasquin, was a registered financial professional .
Lewis is a previously registered financial professional and started their career in finance in 1984. Lewis had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2015 - December 31, 2015
RIDGEWAY CONGER ADVISORY SERVICES
March 23, 2015 - July 13, 2016
ADIRONDACK TRADING GROUP LLC
November 12, 2009 - February 9, 2015
SUMMIT BROKERAGE SERVICES, INC.
October 16, 2000 - November 30, 2009
SECURITIES AMERICA, INC.
January 13, 1999 - October 16, 2000
PRIME CAPITAL SERVICES, INC.
November 21, 1995 - January 13, 1999
OSAIC WEALTH, INC.
August 1, 1994 - November 28, 1995
CHEMICAL INVESTMENT SERVICES CORP.
May 23, 1994 - August 1, 1994
IFMG SECURITIES, INC.
March 31, 1994 - May 24, 1994
INVEST FINANCIAL CORPORATION
September 16, 1992 - March 31, 1994
CAPITAL BROKERAGE CORPORATION
April 21, 1992 - September 16, 1992
MARKETING ONE SECURITIES, INC.
December 18, 1984 - December 3, 1991
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
RIDGEWAY CONGER ADVISORY SERVICES
CRD#: 139372 / SEC#: 801-66272
Contact information
Documents
Red Flags
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