Anthony R. Ciliberti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Robert Ciliberti, who also goes by Anthony R Ciliberti, Tony Ciliberti, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1993. Anthony had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2015 - May 11, 2016
HEDGE HARBOR INC.
February 25, 2004 - March 31, 2015
HEDGE HARBOR INC.
January 2, 2003 - July 30, 2003
HEDGE HARBOR INC.
April 17, 1997 - June 27, 1997
CONSTELLATION EQUITIES L.P.
April 17, 1997 - October 28, 1997
CONSTELLATION CONVERTIBLES L.P.
May 17, 1996 - April 3, 2001
TRUST ADVISORS TRADING LLC
March 12, 1993 - April 29, 2004
MANAGER ADVISORY GROUP INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/8/1999
Limited Representative-Equity Trader ExamCurrent Firm
HEDGE HARBOR INC.
CRD#: 44324 / SEC#: , 8-50629
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASSET ALLIANCE HOLDING CORP. | SHAREHOLDER | |
| LIPNICK, BRUCE HOWARD | CHAIRMAN, CEO, CCO, DIRECTOR, GSP | 1095377 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
