Ricky L. Crandell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ricky Lynn Crandell, who also goes by Rick L Crandell, Ricky Crandell, was a registered financial professional .
Ricky is a previously registered financial professional and started their career in finance in 1984. Ricky had worked at 9 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2010 - December 31, 2015
THE MUTUAL FUND STORE
June 1, 2009 - September 8, 2009
MORGAN STANLEY
June 1, 2009 - September 8, 2009
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
January 3, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
January 2, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
January 1, 1998 - January 14, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 1, 1997 - January 14, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 13, 1997 - January 1, 1998
NATIONSSECURITIES
October 1, 1990 - August 13, 1997
BOATMEN'S INVESTMENT SERVICES, INC.
July 1, 1988 - September 27, 1990
A. G. EDWARDS & SONS, INC.
September 20, 1984 - July 11, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE MUTUAL FUND STORE
CRD#: 133233 / SEC#: 801-66678
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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