Mark D. Schild
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark David Schild, CFP®, who also goes by Mark Schild, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1984. Mark had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 5, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2015 - April 15, 2021
STONECREST CAPITAL MARKETS, INC.
April 11, 2013 - March 6, 2015
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
March 28, 2013 - March 6, 2015
CAPITAL GUARDIAN, LLC
October 26, 2007 - April 1, 2013
BEECH HILL SECURITIES, INC.
April 12, 1994 - April 15, 2021
STONECREST ADVISORS, INC.
May 12, 1992 - February 1, 2008
SCHILD ASSET MANAGEMENT INC.
April 6, 1990 - June 3, 1992
CITIGROUP GLOBAL MARKETS INC.
July 19, 1988 - April 25, 1990
SOCHET & COMPANY, INC.
October 25, 1984 - September 13, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 9/12/1984
Interest Rate Options ExaminationCurrent Firm
STONECREST CAPITAL MARKETS, INC.
CRD#: 39616 / SEC#: , 8-48754
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
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