Gary M. Scarboro
Professional summary
Gary Misa Scarboro is a registered financial advisor currently at SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC located in New York, New York and SPARTAN CAPITAL SECURITIES, LLC located in New York, New York.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Gary has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gary Misa Scarboro's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2022 - Present
SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC
Office #1: 45 Broadway 19th Floor, New York, NY 10006June 3, 2011 - Present
SPARTAN CAPITAL SECURITIES, LLC
Office #1: 45 Broadway 19th Floor, New York, NY 10006November 21, 2019 - December 31, 2021
SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC
December 11, 2008 - August 3, 2009
NYLIFE SECURITIES LLC
September 9, 2003 - December 5, 2006
COLUMBUS ADVISORY GROUP, LTD.
January 3, 2003 - September 9, 2003
COMMERCE ONE FINANCIAL INC.
April 12, 1999 - August 11, 2000
W.J. NOLAN & COMPANY, INC.
October 31, 1997 - December 5, 1997
THE THERMOPYLAE GROUP, INC.
July 31, 1997 - September 20, 1997
SHAMUS GROUP, INC.
August 16, 1996 - November 22, 1996
GLOBAL EQUITIES GROUP INC
June 26, 1996 - July 3, 1996
A. R. BARON & CO., INC.
November 17, 1993 - August 29, 1994
AMERICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2011)
(4/26/2016)
(6/3/2011)
(6/6/2011)
(1/5/2022)
(6/3/2011)
(4/29/2016)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC
CRD#: 154632 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 6,741,000 |
Red Flags
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