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John J Locastro

CRD# 1288313·Registered 1984 - 2009
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John J Locastro, who also goes by John Joseph Lacostro, John J Locasto, John Joseph Locastro, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1984 - 2009. John had worked at 10 firms and has passed the Series 63, Series 55, Series 7, Series 6, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Joseph Lacostro, John J Locasto, John Joseph Locastro

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

JAW TRADING, LLC·CRD# 131991
BD
Deerfeild Beach, FL
May 31, 2006 - August 7, 2009
SUNSTATE EQUITY TRADING·CRD# 43571
BD
Tampa, FL
October 28, 2003 - August 3, 2004
STG SECURE TRADING GROUP, INC.·CRD# 41216
BD
Boca Raton, FL
May 20, 2003 - September 5, 2003
SCHONFELD SECURITIES, LLC·CRD# 23304
BD
Jericho, NY
December 21, 2000 - May 7, 2003
ON-SITE TRADING, INC.·CRD# 30271
BD
Great Neck, NY
May 4, 1999 - April 19, 2000
SCHONFELD SECURITIES, LLC·CRD# 23304
BD
Jericho, NY
February 13, 1990 - November 16, 1992
J. T. MORAN & CO., INC.·CRD# 15655
BD
April 3, 1989 - January 29, 1990
INVESTORS CENTER, INC.·CRD# 14670
BD
April 25, 1988 - March 10, 1989
FINANCIAL SQUARE PARTNERS·CRD# 1541
BD
September 4, 1986 - February 23, 1988
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
December 7, 1984 - September 23, 1986
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
August 3, 1984 - October 29, 1984

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Current Firm

JT
JAW TRADING, LLC

JAW TRADING, LLC

CRD#: 131991 / SEC#: 8-66535
BD
Terminated by SEC on 10/06/2009

Contact Information

Established

Florida since 06/01/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LOCASTRO, JOHN JDIRECTOR1288313
RANNAZZISI, ANGELO C JRPRESIDENT2476385

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1998About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2000

Series 7 — General Securities Representative Examination

Passed Mar 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1984About the Series 6 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 2005About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Aug 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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