Michael E. Mcbryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Mcbryan was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 5, Series 53 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2015 - October 26, 2016
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
May 28, 2014 - June 16, 2015
EQUITABLE ADVISORS, LLC
June 27, 2013 - September 19, 2013
EQUITABLE ADVISORS, LLC
February 23, 2005 - January 7, 2013
EQUITABLE DISTRIBUTORS, LLC
August 8, 2002 - March 25, 2005
EQUITABLE ADVISORS, LLC
January 2, 2001 - June 4, 2002
EQUITABLE DISTRIBUTORS, LLC
January 13, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 13, 1998 - December 31, 2000
EQUITABLE ADVISORS, LLC
July 17, 1995 - May 5, 1998
EQUITABLE DISTRIBUTORS, LLC
October 8, 1990 - June 12, 1995
GUARDIAN INVESTOR SERVICES LLC
June 20, 1988 - August 6, 1990
UBS FINANCIAL SERVICES INC.
September 15, 1986 - July 9, 1988
RAYMOND JAMES & ASSOCIATES, INC.
October 26, 1984 - October 15, 1986
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 9/6/1984
Interest Rate Options ExaminationCurrent Firm
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
CRD#: 18487 / SEC#: , 8-37085
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN PORTFOLIOS HOLDINGS, INC. | 100% SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| DOLBER, LON TERRY | DIRECTOR | 862635 |
| DOLBER, LON TERRY | CEO & PRESIDENT | 862635 |
| HAMMOND, DORI JAMILLE | CHIEF COMPLIANCE OFFICER | 3259012 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | DIRECTOR | 2627931 |
| SCHLUETER, MATTHEW ADAM | EVP | 2627931 |
| SCHMIDT, DAVID MARTIN | FINANCIAL & OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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