Francesco Confuorti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francesco Confuorti was a registered financial professional .
Francesco is a previously registered financial professional and started their career in finance in 1984. Francesco had worked at 4 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 1994 - February 14, 1995
VANGUARD CAPITAL
November 2, 1993 - May 29, 2020
ADVANTAGE FINANCIAL PRIVATE & CORPORATE LLC
December 24, 1992 - January 19, 1994
VANGUARD CAPITAL
September 11, 1987 - December 23, 1992
CIBC WORLD MARKETS CORP.
October 25, 1984 - September 1, 1987
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/13/2022
General Securities Representative ExaminationSeries 99TO
Date: 12/13/2022
Operations Professional ExaminationCurrent Firm
VANGUARD CAPITAL
CRD#: 22081 / SEC#: 801-71971, 8-39450
Contact information
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
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