William E. Ryan

LCM CAPITAL MANAGEMENT

Chicago, IL 60606

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CRD#: 1288170

Professional summary

William Edward Ryan, who also goes by Bill Ryan, William Edward Ryan Aif, is a registered financial advisor currently at LCM CAPITAL MANAGEMENT INC located in Chicago, Illinois.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. William has worked at 7 firms and has passed the Series 65, Series 63, Series 6, Series 22 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Ryan | William Edward Ryan Aif

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OPEN ARCHITECTURE RETIREMENT SOLUTIONS, INVESTMENT REALTED, SELF-EMPLOYED WHOLESALER LOCATED AT 230 W. MONROE #310 CHICAGO, IL 60606, WHICH BEGAN IN 8/2009, 80%+ OF TIME WILL BE SPENT IN THIS BUSINESS OF WHICH MOST OF IT WILL BE DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Edward Ryan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2009 - Present

LCM CAPITAL MANAGEMENT INC

Office #1: 209 W. Jackson Boulevard Suite 777, Chicago, IL 60606

RIA

CRD#: 111074

Chicago, IL

Past

December 12, 2011 - January 27, 2017

PRP ADVISORS LLC

RIA

CRD#: 130555

NORTHBROOK, IL

Past

November 27, 2007 - August 26, 2009

ALERUS SECURITIES CORPORATION

CRD#: 35947

GRAND FORKS, ND

Past

March 11, 2005 - November 23, 2007

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

CHICAGO, IL

Past

September 10, 1998 - June 8, 2004

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

September 24, 1991 - February 25, 1998

AMERICAN UNITED LIFE INSURANCE COMPANY

CRD#: 1075

INDIANAPOLIS, IN

Past

August 17, 1984 - October 16, 1987

EQUITY SERVICES, INC.

CRD#: 265

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LCM CAPITAL MANAGEMENT INC

CRD#: 111074 / SEC#: 801-67893

RIA

Registered Investment Advisory firm - (5/23/2007 Approved)

Illinois

Registered Investment Advisory firm - (5/30/2007 Terminated)

Indiana

Registered Investment Advisory firm - (7/24/2007 Terminated)

Texas

Registered Investment Advisory firm - (7/24/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/14/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/11/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/29/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/23/1991

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 3/21/1985

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/1/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

LCM CAPITAL MANAGEMENT INC

CRD#: 111074 / SEC#: 801-67893

RIA

Registered Investment Advisory firm - (5/23/2007 Approved)

Illinois

Registered Investment Advisory firm - (5/30/2007 Terminated)

Indiana

Registered Investment Advisory firm - (7/24/2007 Terminated)

Texas

Registered Investment Advisory firm - (7/24/2007 Terminated)

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Contact information

Main Address

209 W. Jackson Boulevard Suite 777, Chicago, IL 60606

Mailing Address

Phone number

(312) 705-3013

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (4/24/2025)

FORM ADV APPENDIX WRAP BROCHURE (4/24/2025)

Regulatory assets under management

Total Number of Accounts	932
AUM (Assets Under Management)	$ 365,277,954

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William E. Ryan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Edward Ryan's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRP ADVISORS LLC

ALERUS SECURITIES CORPORATION

MOMENTUM INDEPENDENT NETWORK INC.

JOHN HANCOCK DISTRIBUTORS LLC

AMERICAN UNITED LIFE INSURANCE COMPANY

EQUITY SERVICES, INC.

Primary Firm SEC Registration

LCM CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/11/2009

Series 63

Date: 8/29/2003

Series 6

Date: 7/23/1991

Series 22

Date: 3/21/1985

Series 26

Date: 5/1/1997

Current Firm

LCM CAPITAL MANAGEMENT INC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LCM CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

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