Alan J. Levitz

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CRD#: 1288042

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alan Jay Levitz, who also goes by Alan J Levitz, Allan Jay Levitz, was a registered financial professional .

Alan is a previously registered financial professional and started their career in finance in 1984. Alan had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alan J Levitz | Allan Jay Levitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Alera Group;not investment related;3 Parkway North,Suite 500,Deerfield,Il 60015;insurance brokerage;CEO;12/29/2016;200 hrs/month;6.5 hrs during trading;overall responsibility for the performance of Alera Group, Inc. 2)1831 Strategies,LLC;investment related;3 Parkway North,Suite 500,Deerfield,IL 60015;personal investment vehicle;managing member;2/2017;1 hr/month;0 hrs during trading;This is a company used to fund our personal investment in various private investment opportunities

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 4, 2017 - June 27, 2022

ALERA INVESTMENT ADVISORS, LLC

RIA

CRD#: 287906

DEERFIELD, IL

Past

November 3, 2017 - June 17, 2022

TRIAD ADVISORS LLC

CRD#: 25803

Deerfield, IL

Past

December 3, 2002 - June 10, 2005

W&D FINANCIAL AND INSURANCE SERVICES, LLC

RIA

CRD#: 113515

BANNOCKBURN, IL

Past

November 26, 2001 - June 10, 2005

W&D FINANCIAL AND INSURANCE SERVICES, LLC

CRD#: 113515

BANNOCKBURN, IL

Past

May 18, 2001 - November 2, 2017

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

Deerfield, IL

Past

July 13, 1988 - November 2, 2017

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

Deerfield, IL

Past

July 31, 1984 - July 19, 1988

CONSOLIDATED RESOURCES, INC.

CRD#: 13747

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALERA INVESTMENT ADVISORS, LLC

CRD#: 287906 / SEC#: 801-111892

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/15/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/2/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/26/1985

General Securities Principal Examination

Current Firm

ALERA INVESTMENT ADVISORS, LLC

CRD#: 287906 / SEC#: 801-111892

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

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Contact information

Main Address

Three Parkway North Suite 500, Deerfield, IL 60015-2567

Mailing Address

Phone number

(847) 457-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (5/1/2025)

Regulatory assets under management

Total Number of Accounts	3,097
AUM (Assets Under Management)	$ 3,572,112,624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alan J. Levitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRIAD ADVISORS LLC

W&D FINANCIAL AND INSURANCE SERVICES, LLC

W&D FINANCIAL AND INSURANCE SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

CONSOLIDATED RESOURCES, INC.

Primary Firm SEC Registration

ALERA INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/15/2002

Series 63

Date: 8/2/1984

SIE

Date: 10/1/2018

Series 7

Date: 7/21/1984

Series 24

Date: 8/26/1985

Current Firm

ALERA INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALERA INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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