Paul A. Rogge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Alan Rogge was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1988. Paul had worked at 3 firms and has passed the Series 65, Series 63, Series 6, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2000 - March 23, 2012
ROGGE CAPITAL LLC
September 20, 1994 - April 30, 1999
INVESCO DISTRIBUTORS, INC.
June 21, 1988 - May 31, 1991
COMMERCE CAPITAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ROGGE CAPITAL LLC
CRD#: 115101 / SEC#: 801-64784
Contact information
Red Flags
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