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Murray M. Hewell

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CRD#: 1287838
MH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Murray Mcjunkin Hewell was a registered financial professional .

Murray is a previously registered financial professional and started their career in finance in 1984. Murray had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 22, 1988 - September 6, 2016

FIRST WINSTON SECURITIES, INC.

BD
CRD#: 21538
WINSTON-SALEM, NC
Past

August 24, 1987 - January 14, 1988

J. LEE PEELER & COMPANY, INC.

BD
CRD#: 2999
DURHAM, NC
Past

August 16, 1984 - March 30, 1987

ROGERS & LAMB

BD
CRD#: 7288

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/29/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/30/1987
General Securities Principal Examination

Current Firm


FW
FIRST WINSTON SECURITIES, INC.
FIRST WINSTON SECURITIES, INC.

CRD#: 21538 / SEC#: , 8-38999

BD
Terminated by SEC on 09/06/2016
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Contact information


Main Address
Mailing Address
Phone number
Established
North Carolina since 01/26/1988
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
HATTERAS FINANCIAL CORPORATIONOWNER
ALVAREZ, KAREN LOUFINOP4044938
DORSEY, MICHAEL THOMAS SR.VICE PRESIDENT, SECRETARY, TREASURER AND CCO2560077
MURPHY, THOMAS FRANCISPRESIDENT1864506

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIRST WINSTON SECURITIES, INC.

CRD#: 21538

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