Janice E. Milano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janice Estelle Milano, who also goes by Jan Milano, Janice Milano, was a registered financial professional .
Janice is a previously registered financial professional and started their career in finance in 1984. Janice had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2016 - December 13, 2018
HIGHPOINT PLANNING PARTNERS
December 11, 2009 - December 12, 2009
LPL FINANCIAL LLC
September 8, 2009 - July 8, 2019
LPL FINANCIAL LLC
March 23, 1998 - December 31, 2016
MILANO FINANCIAL SERVICES, LTD
June 11, 1986 - September 8, 2009
MUTUAL SERVICE CORPORATION
July 26, 1984 - June 11, 1986
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 5/6/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
HIGHPOINT PLANNING PARTNERS
CRD#: 163768 / SEC#: 801-76675
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
