Eric O. Bargar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Owen Bargar was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1984. Eric had worked at 11 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - May 5, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
November 14, 2005 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 3, 2003 - May 5, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 26, 2001 - December 31, 2002
IFG ADVISORY SERVICES INC
January 1, 1996 - December 31, 2002
IFG NETWORK SECURITIES, INC.
February 27, 1992 - December 17, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 13, 1992 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
March 23, 1989 - January 28, 1992
OSAIC FA, INC.
March 23, 1989 - December 17, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 22, 1989 - December 31, 1991
CETERA ADVISORS LLC
August 1, 1988 - March 4, 1989
AVANTAX INVESTMENT SERVICES, INC.
July 24, 1984 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
July 24, 1984 - August 12, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
