Mark G. Ross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Gerald Ross JR, who also goes by Mark Gerald Ross, Mark Geralds Ross, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1985. Mark had worked at 12 firms and has passed the Series 63, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 1998 - November 5, 2007
FRANKLIN ROSS, INC.
August 13, 1997 - October 16, 1997
ROYAL HUTTON SECURITIES CORP.
September 5, 1995 - July 1, 1997
INVESTORS ASSOCIATES, INC.
October 14, 1993 - November 7, 1996
FLORIDA FINANCIAL CENTERS, INC.
July 31, 1991 - September 2, 1993
GKN SECURITIES CORP.
December 11, 1989 - December 5, 1990
GILFORD SECURITIES INCORPORATED
September 22, 1989 - October 25, 1989
STRATTON OAKMONT INC.
May 8, 1989 - October 23, 1989
FIRST SWISS INTERNATIONAL SECURITIES CORPORATION
February 10, 1989 - April 12, 1989
R.H.DAMON & CO., INC.
April 25, 1988 - February 11, 1989
INDIVIDUAL'S SECURITIES LTD.
October 22, 1985 - January 28, 1986
WEAVER JOHNSON & COMPANY,INC.
October 22, 1985 - April 28, 1988
HAMILTON, GRANT & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/15/2000
Limited Representative-Equity Trader ExamCurrent Firm
FRANKLIN ROSS, INC.
CRD#: 43610 / SEC#: , 8-50356
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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