Joseph Armellino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Armellino was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1986. Joseph had worked at 9 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2016 - April 12, 2017
PHX FINANCIAL, INC.
January 11, 2013 - July 7, 2014
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
June 6, 2005 - June 1, 2012
APEX CLEARING CORPORATION
March 27, 2002 - May 20, 2002
TD WATERHOUSE CAPITAL MARKETS, INC.
May 29, 2001 - June 13, 2005
TD AMERITRADE, INC.
January 20, 2000 - June 13, 2005
NATIONAL INVESTOR SERVICES CORP.
January 28, 1999 - May 27, 1999
ADP BROKER-DEALER, INC.
September 22, 1993 - January 10, 1997
FIDELITY BROKERAGE SERVICES LLC
February 19, 1986 - February 10, 1997
NATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
