LD
Lee Delorenzo
UNITED ASSET STRATEGIES
Garden City, NY 11530
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CRD#: 1287449
LD
Professional summary
Lee Delorenzo, AIF®, CFP®, CPWA®, who also goes by Lee Knoebel Delorenzo, Lee Delorenzo-pfadenhauer, Lee Knoebel, Lee Pfadenhauer, is a registered financial advisor currently at UNITED ASSET STRATEGIES INC. located in Garden City, New York.
Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Lee has worked at 7 firms and has passed the Series 63, Series 7, Series 51, Series 28 and Series 24 exams.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Insurance Planning
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Small Business Planning
Divorce Planning
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
Lee Knoebel Delorenzo | Lee Delorenzo-Pfadenhauer | Lee Knoebel | Lee Pfadenhauer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) UNITED RETIREMENT CONSULTANTS, INC.; INVESTMENT RELATED; 377 OAK STREET, SUITE 403, GARDEN CITY, NY 11530; PENSION CONSULTING; PRESIDENT; START DATE 10/29/2008; ONE HOUR PER MONTH; NO HOURS PER MONTH DURING SECURITIES TRADING HOURS; (2) UNITED FINANCIAL GROUP, LTD.; INVESTMENT RELATED; 377 OAK STREET, SUITE 403, GARDEN CITY, NY 11530; INSURANCE SALES; PRESIDENT; START DATE 08/01/1981; TEN HOURS PER MONTH; FIVE HOURS PER MONTH DURING SECURITIES TRADING HOURS; (3) PICCOLO DBZ, LLC; INVESTMENT RELATED; 4043 W. GILGO BEACH, WEST GILGO BEACH, NY 11702; REAL ESTATE INVESTMENT; PRESIDENT; START DATE 09/2019; NO HOURS PER MONTH; NO HOURS DURING SECURITIES TRADING HOURS; (4) LOONEY TUNES PARTNERSHIP; INVESTMENT RELATED; 4043 W. GILGO BEACH, WEST GILGO BEACH, NY 11702; REAL ESTATE INVESTMENT; GENERAL PARTNER; START DATE 08/2018; NO HOURS PER MONTH; NO HOURS PER MONTH DURING SECURITIES TRADING HOURS; (5) UNITED RE, LLC; INVESTMENT RELATED; 4043 W. GILGO BEACH, WEST GILGO BEACH, NY 11702; REAL ESTATE INVESTMENT; PRESIDENT; START DATE 12/2017; NO HOURS PER MONTH; NO HOURS PER MONTH DURING SECURITIES TRADING HOURS; (6) JHGS PROPERTIES, LLC; INVESTMENT RELATED; 4043 W. GILGO BEACH, WEST GILGO BEACH, NY 11702; REAL ESTATE INVESTMENT; PRESIDENT; START DATE 09/2020; NO HOURS PER MONTH; NO HOURS PER MONTH DURING SECURITIES TRADING HOURS; (7) GINGERRICH PARTNERS; INVESTMENT RELATED; 4043 W. GILGO BEACH, WEST GILGO BEACH, NY 11702; REAL ESTATE INVESTMENT; PARTNER; START DATE 04/2005; NO HOURS PER MONTH; NO HOURS PER MONTH DURING SECURITIES TRADING HOURS; (8) GINGERLEE PARTNERS; INVESTMENT RELATED; 4043 W. GILGO BEACH, WEST GILGO BEACH, NY 11702; REAL ESTATE INVESTMENT; PARTNER; START DATE 04/2005; NO HOURS PER MONTH; NO HOURS PER MONTH DURING SECURITIES TRADING HOURS; (9) WEST GILGO BEACH ASSOCIATION; NOT INVESTMENT RELATED; 4043 W. GILGO BEACH, WEST GILGO BEACH, NY 11702; HOMEOWNERS' ASSOCIATION; TREASURER; START DATE 08/2019; FIVE HOURS PER MONTH; NO HOURS PER MONTH DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Lee Delorenzo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1986
CPWA®
Start date: 2013-04-24
Expire date: 2023-03-31
Experience
Current
November 28, 2018 - Present
UNITED ASSET STRATEGIES INC.
Office #1: 377 Oak Street Suite 403, Garden City, NY 11530RIA
CRD#: 107434
Garden City, NY
Past
January 2, 1998 - April 28, 2014
UNITED FINANCIAL GROUP, LTD
BD
CRD#: 43250
GARDEN CITY, NY
Past
November 5, 1993 - June 2, 1997
STERLING SECURITIES, INC.
BD
CRD#: 11877
MANHASSET, NY
Past
April 11, 1990 - April 27, 1992
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Past
March 27, 1987 - July 17, 1989
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Past
October 2, 1986 - July 17, 1989
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
September 12, 1984 - April 2, 1987
STERLING SECURITIES, INC.
BD
CRD#: 11877
Past
July 26, 1984 - November 23, 1985
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UNITED ASSET STRATEGIES INC.
UNITED ASSET STRATEGIES INC.
CRD#: 107434 / SEC#: 801-41464
RIA
Registered Investment Advisory firm - (6/9/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/28/2018)
IAR
New York(7/8/2021)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 8/21/2000
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Current Firm
UA
UNITED ASSET STRATEGIES INC.
UNITED ASSET STRATEGIES INC.
CRD#: 107434 / SEC#: 801-41464
RIA
Registered Investment Advisory firm - (6/9/1992 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
377 Oak Street Suite 403, Garden City, NY 11530
Mailing Address
Phone number
(516) 222-0021
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,029 |
| AUM (Assets Under Management) | $ 1,844,600,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/13/2025 | ||
| 01/27/2025 | ||
| 09/04/2024 | ||
| 12/20/2023 | ||
| 01/23/2023 | ||
| 05/02/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UNITED ASSET STRATEGIES INC.
CRD#: 107434Garden City, NY 11530TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
