Lee Delorenzo
AIF®, CFP®, CPWA®Professional Summary
Lee Delorenzo, AIF®, CFP®, CPWA®, who also goes by Lee Knoebel Delorenzo, Lee Delorenzo-pfadenhauer, Lee Knoebel, Lee Pfadenhauer, was a registered financial advisor. Lee was a previously registered financial professional and started their career in finance 1984 - 2026. Lee had worked at 7 firms and has passed the Series 63, Series 7, Series 51, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Employee and Employer Plan Benefits
- Insurance Planning
- Comprehensive Financial Planning
- Investment Planning
- Retirement Planning
- Small Business Planning
- Divorce Planning
- Estate Planning
Other Aliases
Lee Knoebel Delorenzo, Lee Delorenzo-Pfadenhauer, Lee Knoebel, Lee Pfadenhauer
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
UNITED ASSET STRATEGIES INC.
Contact Information
Main Address
377 Oak Street Suite 403, Garden City, NY 11530Phone Number
(516) 222-0021# of Employees
33SEC notice filing (26 States and Territories)
Registered to provide investment advisory services in 26 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,208AUM (Assets Under Management)
$2,218,000,000Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/31/2026 | Cover Page | Report |
| 02/13/2025 | Cover Page | Report |
| 01/27/2025 | Cover Page | Report |
| 09/04/2024 | Cover Page | Report |
| 12/20/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
UNITED ASSET STRATEGIES INC.
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Aug 2000About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Services Offered by Lee
- Employee and Employer Plan Benefits
- Insurance Planning
- Comprehensive Financial Planning
- Investment Planning
- Retirement Planning
- Small Business Planning
- Divorce Planning
- Estate Planning
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