RS
Ronald J. Scios
MURIEL SIEBERT & CO.
Tampa, FL 33624
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CRD#: 1287445
RS
Professional summary
Ronald Jay Scios is a registered financial professional currently at MURIEL SIEBERT & CO., LLC located in Tampa, Florida.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1988. Ronald has worked at 5 firms and has passed the Series 63, Series 99TO, Series 62, SIE, Series 55, Series 7, Series 10, Series 9, Series 4, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ronald Jay Scios's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2020 - Present
MURIEL SIEBERT & CO., LLC
Office #1: 4950 Northdale Blvd Suite 105, Tampa, FL 33624BD
CRD#: 5376
Tampa, FL
Past
April 12, 2017 - January 30, 2020
STOCKCROSS FINANCIAL SERVICES, INC.
RIA
CRD#: 6670
TAMPA, FL
Past
November 1, 2012 - January 30, 2020
STOCKCROSS FINANCIAL SERVICES, INC.
BD
CRD#: 6670
TAMPA, FL
Past
April 26, 2006 - December 10, 2012
GRACE FINANCIAL GROUP LLC
BD
CRD#: 104133
TAMPA, FL
Past
February 9, 2006 - April 11, 2006
E*TRADE SECURITIES LLC
BD
CRD#: 29106
JERSEY CITY, NJ
Past
December 14, 1988 - April 11, 2006
BROWNCO, LLC
BD
CRD#: 1326
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/18/2020)
RR
Arizona(5/7/2020)
RR
California(1/3/2020)
RR
Connecticut(3/26/2020)
RR
Delaware(6/11/2020)
RR
District of Columbia(4/9/2020)
RR
Florida(3/13/2020)
RR
Georgia(4/9/2020)
RR
Illinois(3/16/2020)
RR
Iowa(1/6/2020)
RR
Kansas(1/3/2020)
RR
Louisiana(5/7/2020)
RR
Maine(1/3/2020)
RR
Minnesota(3/25/2020)
RR
Mississippi(5/26/2020)
RR
Missouri(11/9/2021)
RR
Nebraska(3/13/2020)
RR
Nevada(4/9/2020)
RR
New Jersey(1/6/2020)
RR
New York(5/14/2020)
RR
North Carolina(5/4/2020)
RR
North Dakota(3/30/2020)
RR
Ohio(1/2/2020)
RR
Oklahoma(3/16/2020)
RR
Pennsylvania(1/2/2020)
RR
Puerto Rico(1/13/2020)
RR
Rhode Island(3/30/2020)
RR
Tennessee(4/27/2023)
RR
Texas(3/22/2020)
RR
Virginia(1/3/2020)
RR
West Virginia(3/17/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/13/2007
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 3/19/1994
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
MS
MURIEL SIEBERT & CO., LLC
MURIEL SIEBERT & CO., INC. | MURIEL SIEBERT & CO., LLC
CRD#: 5376 / SEC#: , 8-14900
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
300 Vesey Street 5th Floor, New York, NY, 10282
Mailing Address
653 Collins Avenue, Miami Beach, FL 33139
Phone number
(800) 872-0444
Established
Delaware since 01/01/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIEBERT FINANCIAL CORPORATION | PARENT COMPANY | |
| BENDER, KYLE ROBERT | REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ("ROSFP") | 2287329 |
| BONO, RONALD ROSS | CUSTOMER RELATIONSHIP OFFFICER | 1247269 |
| COLOMBINO, MICHAEL JONATHAN | CHIEF FINANCIAL OFFICER/BOARD MEMBER | 4871852 |
| GEBBIA, GLORIA ESTELLE | BOARD MEMBER | 2126152 |
| GEBBIA, JOHN MICHAEL | CO-CEO/BOARD MEMBER | 1866455 |
| GEBBIA, RICHARD SAL | CO-CEO/BOARD MEMBER | 2348552 |
| REICH, ANDREW HENRY | BOARD MEMBER | 1966909 |
| SCHEBECE, GREGORY CHARLES | CHIEF INFORMATION OFFICER | 1498632 |
| SCUTERI, FREDRICK PAUL | CHIEF OPERATING OFFICER | 2623915 |
| SOSNOWSKI, PETER JAMES | NATIONAL SALES MANAGER | 1540143 |
| VILLELLA, BARBARA DUNNE | CCO/AMLCO | 1719722 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
MURIEL SIEBERT & CO., LLC
CRD#: 5376Tampa, FL 33624TRUST BUT VERIFY
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