SK
Seth N. Kahn
COLLIERS SECURITIES
MINNEAPOLIS, MN 55402-4108
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CRD#: 1287393
SK
Seth Norman KahnCOLLIERS SECURITIES
Professional summary
Seth Norman Kahn is a registered financial advisor currently at COLLIERS SECURITIES LLC located in Minneapolis, Minnesota.
Seth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Seth has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, SIE and Series 7 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WOOD RIVER WHITE TAIL, LLC; MANAGING MANGER; TIMBER, REAL ESTATE, INVESTMENTS; 4 HOURS PER WEEK, O DURING TRADING HOURS; COMPENSATION WILL BE RECEIVED BASED ON INCOME GENERATED.
CRS (Client Relationship Summary) - RIA
Click below to view Seth Norman Kahn's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Seth Norman Kahn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2026 - Present
COLLIERS SECURITIES LLC
Office #1: 90 South Seventh Street Suite 4300, Minneapolis, MN 55402-4108RIA
BD
CRD#: 7477
MINNEAPOLIS, MN
Current
September 9, 2026 - Present
COLLIERS SECURITIES LLC
Office #1: 90 South Seventh Street Suite 3300, Minneapolis, MN 55402-4108RIA
BD
CRD#: 7477
MINNEAPOLIS, MN
Past
April 22, 2018 - September 15, 2026
NORTHLAND SECURITIES, INC.
RIA
CRD#: 40258
MINNEAPOLIS, MN
Past
September 27, 2002 - September 15, 2026
NORTHLAND SECURITIES, INC.
BD
CRD#: 40258
MINNEAPOLIS, MN
Past
February 1, 2001 - September 23, 2002
MILLER JOHNSON STEICHEN KINNARD, INC.
BD
CRD#: 694
MINNEAPOLIS, MN
Past
November 14, 1986 - February 1, 2001
SECURITIES RESOLUTION CORPORATION
BD
CRD#: 7119
MINNEAPOLIS, MN
Past
July 26, 1984 - November 17, 1986
JM DISSOLUTION, INC.
BD
CRD#: 6980
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
COLLIERS SECURITIES LLC
COLLIERS SECURITIES LLC | SUMMIT INVESTMENT CORPORATION | NODAKBONDS | DOUGHERTY VALUE ADVISORS | DOUGHERTY SUMMIT SECURITIES LLC | DOUGHERTY & COMPANY LLC
CRD#: 7477 / SEC#: 801-80233, 8-21937
RIA
Registered Investment Advisory firm - SEC (9/25/2014 Approved)Arizona
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)California
Registered Investment Advisory firm - SEC (10/20/2014 Terminated)Florida
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)Iowa
Registered Investment Advisory firm - SEC (10/6/2014 Terminated)Minnesota
Registered Investment Advisory firm - SEC (10/13/2014 Terminated)North Dakota
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)South Dakota
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)Texas
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (10/6/2014 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/18/2026)
IAR
Arizona(9/18/2026)
RR
California(9/9/2026)
IAR
California(9/10/2026)
RR
Florida(9/9/2026)
IAR
Florida(9/11/2026)
RR
Illinois(9/17/2026)
IAR
Illinois(9/17/2026)
IAR
Minnesota(9/9/2026)
RR
Minnesota(9/17/2026)
RR
Nebraska(9/9/2026)
IAR
Nebraska(9/15/2026)
RR
Nevada(9/9/2026)
IAR
South Dakota(9/17/2026)
RR
South Dakota(9/18/2026)
RR
Wisconsin(9/9/2026)
IAR
Wisconsin(9/9/2026)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Passed: 7/29/2026
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
COLLIERS SECURITIES LLC
COLLIERS SECURITIES LLC | SUMMIT INVESTMENT CORPORATION | NODAKBONDS | DOUGHERTY VALUE ADVISORS | DOUGHERTY SUMMIT SECURITIES LLC | DOUGHERTY & COMPANY LLC
CRD#: 7477 / SEC#: 801-80233, 8-21937
RIA
Registered Investment Advisory firm - SEC (9/25/2014 Approved)Arizona
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)California
Registered Investment Advisory firm - SEC (10/20/2014 Terminated)Florida
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)Iowa
Registered Investment Advisory firm - SEC (10/6/2014 Terminated)Minnesota
Registered Investment Advisory firm - SEC (10/13/2014 Terminated)North Dakota
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)South Dakota
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)Texas
Registered Investment Advisory firm - SEC (10/3/2014 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (10/6/2014 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
90 South Seventh Street Suite 4300, Minneapolis, MN 55402-4108
Mailing Address
90 South Seventh Street Suite 3300, Minneapolis, MN 55402-4108
Phone number
(612) 376-4000
Established
Delaware since 08/19/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
120
SEC notice filing (15 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COLLIERS MORTGAGE HOLDINGS LLC | DIRECT OWNER | |
| HABLE, DEBORAH MARIE | OPERATIONS MANAGER | 1596570 |
| HINIKER, JAMES JOHN III | SVP | 2148843 |
| JACOBSON, JEFFREY DUANE | EVP, CHIEF OPERATING OFFICER & BOARD MEMBER | 1976541 |
| JURAN, DAVID BRAMLEY | CHAIRMAN OF THE BOARD | 2166483 |
| MULLEN, DAVID THOMAS | EVP, BOARD MEMBER | 1273590 |
| NORRIS, ROGER ALLAN | SVP, REGISTERED OPTIONS PRINCIPAL | 2201413 |
| STEICHEN, THOMAS FRANCIS | EVP, CCO & GENERAL COUNSEL, BOARD MEMBER | 6920110 |
| THEIS, CRAIG DANIEL | SVP, BOARD MEMBER | 4365341 |
| VAN HANDEL, REBECCA | CHIEF FINANCIAL OFFICER & FINOP | 7558187 |
Regulatory assets under management
| Total Number of Accounts | 1,055 |
| AUM (Assets Under Management) | $ 329,636,522 |
Disclosures
| Regulatory Event | 25 |
| Arbitration | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COLLIERS SECURITIES LLC
CRD#: 7477Minneapolis, MN 55402-4108TRUST BUT VERIFY
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