Peter A. Pirrone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Arthur Pirrone, who also goes by Peter A Pirrone Sr, Peter A Pirrone, Peter Pirrone, Peter Pirrone, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2000. Peter had worked at 5 firms and has passed the Series 25 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2013 - January 30, 2016
QUATTRO M SECURITIES INC.
August 2, 2010 - August 23, 2013
RAYMOND C. FORBES & CO., INC.
January 23, 2006 - July 27, 2010
OLSEN SECURITIES CORP.
January 27, 2004 - January 23, 2006
G.P. DIRECT CORP.
October 1, 2000 - January 30, 2004
P & L SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 12/10/2002
NYSE Trading Assistant ExaminationCurrent Firm
QUATTRO M SECURITIES INC.
CRD#: 39289 / SEC#: , 8-48629
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
