David B. Ray
Professional summary
David Brian Ray, who also goes by David Ray, is a registered financial professional currently at GUIDESTONE FINANCIAL SERVICES located in Dallas, Texas.
David is registered as a RR (Registered Representative) and started their career in finance in 1984. David has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Brian Ray's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2025 - Present
GUIDESTONE FINANCIAL SERVICES
Office #1: 5005 Lbj Freeway Ste. 2200, Dallas, TX 75244-6152April 29, 2020 - October 18, 2022
VALIC FINANCIAL ADVISORS, INC.
June 27, 2014 - December 31, 2016
TEACHERS PERSONAL INVESTORS SERVICES, INC.
January 29, 2010 - August 6, 2010
TEACHERS PERSONAL INVESTORS SERVICES, INC.
January 29, 2010 - March 8, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 1, 2005 - January 5, 2010
TRANSAMERICA INVESTORS SECURITIES, LLC
October 18, 1995 - July 20, 2005
STRATEGIC ADVISERS LLC
March 2, 1995 - July 20, 2005
FIDELITY DISTRIBUTORS COMPANY LLC
January 13, 1994 - February 14, 1995
SEI INVESTMENTS DISTRIBUTION CO.
October 6, 1988 - December 3, 1993
FIDELITY DISTRIBUTORS COMPANY LLC
January 30, 1987 - October 5, 1988
FIDELITY BROKERAGE SERVICES LLC
March 17, 1986 - December 16, 1986
FIDELITY DISTRIBUTORS CORPORATION
August 2, 1984 - June 17, 1985
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2025)
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(6/27/2025)
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(8/27/2025)
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(8/5/2025)
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(8/19/2025)
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(6/23/2025)
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(8/14/2025)
(6/23/2025)
(8/4/2025)
(8/28/2025)
(8/19/2025)
(8/11/2025)
(8/14/2025)
(8/21/2025)
(8/5/2025)
Exams
FINRA
Current Firm
GUIDESTONE FINANCIAL SERVICES
CRD#: 148249 / SEC#: , 8-67995
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GUIDESTONE FINANCIAL RESOURCES OF THE SOUTHERN BAPTIST CONVENTION | MEMBER | |
| BAILEY, CHAD MICHAEL | PRESIDENT | 5567481 |
| COOK, ROBERT SCOTT | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | 5587943 |
| HALPIN, JEREMY LOWELL | FINOP/CFO/TREASURER | 6560503 |
| HAMES, DEANA FOLMAR | DIRECTOR | 7444625 |
| KELLY, CHRISTOPHER LEE | DIRECTOR | 7178167 |
| TUCKER, JASON | DIRECTOR | 8141526 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
