Andrew R. Cherna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Rankin Cherna, who also goes by Andrew Rankin Cherna Sr, Andrew Rankin Cherna, Andy Cherna, Andrew R Cherna, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1984. Andrew had worked at 8 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2025 - September 3, 2025
MISCHLER FINANCIAL GROUP, INC.
October 1, 2008 - November 10, 2020
J.P. MORGAN SECURITIES LLC
July 1, 2004 - October 1, 2008
J.P. MORGAN SECURITIES INC.
April 1, 1999 - July 1, 2004
BANC ONE CAPITAL MARKETS, INC.
July 17, 1996 - April 1, 1999
BANC ONE CAPITAL MARKETS, INC.
February 15, 1996 - July 24, 1996
KEY CAPITAL MARKETS, INC.
November 20, 1995 - February 16, 1996
KEY INVESTMENTS INC.
October 12, 1984 - August 11, 1995
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/20/2024
General Securities Representative ExaminationSeries 79TO
Date: 2/20/2024
Investment Banking Registered Representative ExaminationCurrent Firm
MISCHLER FINANCIAL GROUP, INC.
CRD#: 37818 / SEC#: , 8-48067
Contact information
FINRA licenses (49 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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