Wayne H. Hansen

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CRD#: 1287044

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Wayne Howard Hansen was a registered financial professional .

Wayne is a previously registered financial professional and started their career in finance in 1984. Wayne had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 9, 2010 - May 12, 2014

SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST

RIA

CRD#: 126570

CLINTON TOWNSHIP, MI

Past

June 12, 2002 - February 15, 2018

SPC

RIA

CRD#: 110692

OKEMOS, MI

Past

September 15, 1987 - May 24, 1990

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

April 11, 1985 - December 31, 2018

SIGMA FINANCIAL CORPORATION

CRD#: 14303

OKEMOS, MI

Past

September 5, 1984 - May 15, 1985

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST

SUMMIT FINANCIAL CONSULTING | SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST | SUMMIT FINANCIAL CONSULTING LLC

CRD#: 126570 / SEC#: 801-123641

RIA

Registered Investment Advisory firm - (4/7/2022 Approved)

Michigan

Registered Investment Advisory firm - (4/19/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/11/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/4/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/4/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST

SUMMIT FINANCIAL CONSULTING | SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST | SUMMIT FINANCIAL CONSULTING LLC

CRD#: 126570 / SEC#: 801-123641

RIA

Registered Investment Advisory firm - (4/7/2022 Approved)

Michigan

Registered Investment Advisory firm - (4/19/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/11/2022 Terminated)

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Contact information

Main Address

43409 Schoenherr Road, Sterling Heights, MI 48313

Mailing Address

Phone number

(586) 226-2100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A/2B - SEC (3/4/2025)

Regulatory assets under management

Total Number of Accounts	1,539
AUM (Assets Under Management)	$ 122,131,914

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Wayne H. Hansen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SPC

PRUCO SECURITIES, LLC.

SIGMA FINANCIAL CORPORATION

ADVANTAGE CAPITAL CORPORATION

Primary Firm SEC Registration

SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST

State Registrations and Notice Filings

Exams

Series 63

Date: 9/4/1984

SIE

Date: 10/1/2018

Series 7

Date: 4/20/1985

Series 6

Date: 9/4/1984

Current Firm

SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST

TRUST BUT VERIFY

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