Cary S. Cicurel
Professional summary
Cary Stuart Cicurel is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Chicago, Illinois.
Cary is registered as a RR (Registered Representative) and started their career in finance in 1985. Cary has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cary Stuart Cicurel's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 29, 2017 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 425 S. Financial Place Ste 2700, Chicago, IL 60605July 21, 2015 - November 30, 2017
WELLS FARGO SECURITIES, LLC
January 7, 2013 - July 28, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 19, 1999 - November 7, 2012
FHN FINANCIAL SECURITIES CORP.
August 16, 1994 - September 5, 1997
DAIN RAUSCHER INCORPORATED
March 30, 1993 - August 23, 1994
WELLS FARGO CLEARING SERVICES, LLC
July 25, 1987 - March 31, 1993
MIZUHO SECURITIES USA LLC
December 17, 1985 - November 24, 1986
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/29/2017)
(6/16/2020)
(11/14/2023)
(10/19/2023)
(9/13/2023)
Exams
FINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
