Stephen A. Michael

MARIETTA WEALTH MANAGEMENT

Marietta, GA 30060

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CRD#: 1286800

Professional summary

Stephen Alan Michael is a registered financial advisor currently at MARIETTA WEALTH MANAGEMENT, LLC located in Marietta, Georgia.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Stephen has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Alan Michael's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2016 - Present

MARIETTA WEALTH MANAGEMENT, LLC

Office #1: 472 N. Sessions Street Unit #24, Marietta, GA 30060

RIA

CRD#: 281782

Marietta, GA

Past

June 7, 2005 - January 6, 2016

ALPS DISTRIBUTORS, INC.

CRD#: 16853

KENNESAW, GA

Past

April 28, 2003 - January 15, 2016

HENSSLER FINANCIAL

RIA

CRD#: 107866

KENNESAW, GA

Past

April 7, 2003 - January 7, 2016

HENSSLER FINANCIAL

RIA

CRD#: 104545

KENNESAW, GA

Past

August 20, 2002 - May 20, 2005

CITCO MUTUAL FUND DISTRIBUTORS, INC.

CRD#: 41920

MALVERN, PA

Past

January 17, 2002 - July 12, 2002

INCAP SECURITIES, INC.

CRD#: 25401

BALTIMORE, MD

Past

May 23, 2001 - December 10, 2001

HAGAR FINANCIAL CORP.

CRD#: 42301

ATLANTA, GA

Past

August 21, 1997 - May 21, 2001

GMA PARTNERS, INC.

CRD#: 30883

ATLANTA, GA

Past

May 1, 1989 - August 22, 1997

JACKSON SECURITIES LLC

CRD#: 19897

ATLANTA, GA

Past

November 26, 1986 - May 5, 1987

CIBC WORLD MARKETS CORP.

CRD#: 630

Past

August 21, 1984 - December 3, 1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARIETTA WEALTH MANAGEMENT, LLC

LDM ADVISORY SERVICES, LLC | MARIETTA WEALTH MANAGEMENT, LLC

CRD#: 281782 / SEC#: 801-106784

RIA

Registered Investment Advisory firm - (10/15/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/14/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/29/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/6/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/10/1992

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 12/15/1989

Registered Options Principal Examination

Current Firm

MARIETTA WEALTH MANAGEMENT, LLC

LDM ADVISORY SERVICES, LLC | MARIETTA WEALTH MANAGEMENT, LLC

CRD#: 281782 / SEC#: 801-106784

RIA

Registered Investment Advisory firm - (10/15/2015 Approved)

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Contact information

Main Address

472 N. Sessions Street Unit #24, Marietta, GA 30060

Mailing Address

Phone number

(404) 549-6930

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,390
AUM (Assets Under Management)	$ 974,375,088

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Stephen A. Michael

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Alan Michael's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPS DISTRIBUTORS, INC.

HENSSLER FINANCIAL

HENSSLER FINANCIAL

CITCO MUTUAL FUND DISTRIBUTORS, INC.

INCAP SECURITIES, INC.

HAGAR FINANCIAL CORP.

GMA PARTNERS, INC.

JACKSON SECURITIES LLC

CIBC WORLD MARKETS CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MARIETTA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/1991

Series 63

Date: 8/29/1984

SIE

Date: 1/6/2016

Series 7

Date: 8/18/1984

Series 24

Date: 4/10/1992

Series 4

Date: 12/15/1989

Current Firm

MARIETTA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARIETTA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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